Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Raffaele Antonio BeminiTransamerica Financial Advisors, IncW&S Brokerage Services, Inc.02-14-2018
Jerry Russell PhillipsTransamerica Financial Advisors, IncEquity Services, Inc.05-20-2015
Susan M. DukeTransamerica Financial Advisors, IncMoney Concepts Capital Corp08-23-2012
Rodney Perry KeyesTransamerica Financial Advisors, IncSymetra Investment Services, Inc.02-14-2012
Charles Haynes Jackson Jr.Transamerica Financial Advisors, IncWorld Group Securities, Inc.01-06-2012
Dennis Charles KoenningTransamerica Financial Advisors, IncWorld Group Securities, Inc.01-06-2012
Patrick James McArdleTransamerica Financial Advisors, IncWorld Group Securities, Inc.01-06-2012
Kimberly Ann ScoullerTransamerica Financial Advisors, IncWorld Group Securities, Inc.01-06-2012
John William Seibert IIITransamerica Financial Advisors, IncWorld Group Securities, Inc.01-06-2012
Noelle KimTransamerica Financial Advisors, IncWorld Group Securities, Inc.01-06-2012
David WrightTransamerica Financial Advisors, IncWorld Group Securities, Inc.01-06-2012
Richard Carl WernickTransamerica Financial Advisors, IncWorld Group Securities, Inc.01-06-2012
Rashidi Baraka JonesTransamerica Financial Advisors, IncWorld Group Securities, Inc.01-06-2012
Sean Michael KelleyTransamerica Financial Advisors, IncWorld Group Securities, Inc.01-06-2012
Fadette Emmanuelle ColinTransamerica Financial Advisors, IncWorld Group Securities, Inc.01-06-2012
Glenn Brian RodneyTransamerica Financial Advisors, IncPrincipal Securities, Inc.$1005-22-2015

Showing 1 to 16 of 16 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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