Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Burton Enoch Cestia IIITriad Advisors LLCEdward Jones$10008-01-2018
James Robert ElderTriad Advisors LLCBB&T Securities, LLC$5007-20-2018
Kenneth Reed SnoweTriad Advisors LLCGWN Securities Inc.$108-16-2017
Timothy Brian KenyonTriad Advisors LLCGWN Securities Inc.$5008-16-2017
Michael David RobertsTriad Advisors LLCCoastal Equities, Inc.$2507-17-2017
Kyle Charles GainesTriad Advisors LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-01-2016
Gary A PinkertonTriad Advisors LLCLPL Financial LLC$5005-18-2016
Nicholas Halver HelgesonTriad Advisors LLCLPL Financial LLC05-18-2016
Paul Kevin SteenblikTriad Advisors LLCLPL Financial LLC05-18-2016
Ronald Lee GlendeningTriad Advisors LLCLPL Financial LLC$10005-18-2016
Walter Eugene BeggsTriad Advisors LLCLPL Financial LLC$16705-18-2016
Thomas Franklin Barnes IITriad Advisors LLCFirst Allied Securities, Inc.$5003-10-2016
Paul Brewton WalkerTriad Advisors LLCFirst Allied Securities, Inc.03-09-2016
Larry Westly FarmbryTriad Advisors LLCFirst Allied Securities, Inc.10-07-2015
Charles Joseph Burns Jr.Triad Advisors LLCMorgan Stanley10-01-2015
Charles Patrick Barry Jr.Triad Advisors LLCWells Fargo Advisors Financial Network, LLC08-21-2015
Daniel Blake NewbergTriad Advisors LLCWells Fargo Advisors Financial Network, LLC08-21-2015
Ilana Galanti BlochTriad Advisors LLCWells Fargo Advisors Financial Network, LLC08-21-2015
Michael Crooks EddyTriad Advisors LLCWells Fargo Advisors Financial Network, LLC08-21-2015
Stuart James BlewettTriad Advisors LLCWells Fargo Advisors Financial Network, LLC08-21-2015
Frank A ZimmermanTriad Advisors LLCKovack Securities Inc.07-21-2015
David Patrick BoronTriad Advisors LLCNext Financial Group, Inc.05-13-2015
Robert William MillerTriad Advisors LLCRVR Wealth Advisors, LLC$2512-09-2014
Gabriel Lynn GehretTriad Advisors LLCKovack Securities Inc.$1012-02-2014
Darrin Stuart CohenTriad Advisors LLCKovack Securities Inc.$2512-01-2014
Next Page »

Showing 1 to 25 of 87 entries

Page 1 | 2 | 3 | 4

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.