Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Burton Enoch Cestia IIITriad Advisors LLCEdward Jones$10008-01-2018
James Robert ElderTriad Advisors LLCBB&T Securities, LLC$5007-20-2018
Kenneth Reed SnoweTriad Advisors LLCGWN Securities Inc.$108-16-2017
Timothy Brian KenyonTriad Advisors LLCGWN Securities Inc.$5008-16-2017
Michael David RobertsTriad Advisors LLCCoastal Equities, Inc.$2507-17-2017
Kyle Charles GainesTriad Advisors LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-01-2016
Gary A PinkertonTriad Advisors LLCLPL Financial LLC$5005-18-2016
Nicholas Halver HelgesonTriad Advisors LLCLPL Financial LLC05-18-2016
Paul Kevin SteenblikTriad Advisors LLCLPL Financial LLC05-18-2016
Ronald Lee GlendeningTriad Advisors LLCLPL Financial LLC$10005-18-2016
Walter Eugene BeggsTriad Advisors LLCLPL Financial LLC$16705-18-2016
Thomas Franklin Barnes IITriad Advisors LLCFirst Allied Securities, Inc.$5003-10-2016
Paul Brewton WalkerTriad Advisors LLCFirst Allied Securities, Inc.03-09-2016
Larry Westly FarmbryTriad Advisors LLCFirst Allied Securities, Inc.10-07-2015
Charles Joseph Burns Jr.Triad Advisors LLCMorgan Stanley10-01-2015
Charles Patrick Barry Jr.Triad Advisors LLCWells Fargo Advisors Financial Network, LLC08-21-2015
Daniel Blake NewbergTriad Advisors LLCWells Fargo Advisors Financial Network, LLC08-21-2015
Ilana Galanti BlochTriad Advisors LLCWells Fargo Advisors Financial Network, LLC08-21-2015
Michael Crooks EddyTriad Advisors LLCWells Fargo Advisors Financial Network, LLC08-21-2015
Stuart James BlewettTriad Advisors LLCWells Fargo Advisors Financial Network, LLC08-21-2015
Frank A ZimmermanTriad Advisors LLCKovack Securities Inc.07-21-2015
David Patrick BoronTriad Advisors LLCNext Financial Group, Inc.05-13-2015
Robert William MillerTriad Advisors LLCRVR Wealth Advisors, LLC$2512-09-2014
Gabriel Lynn GehretTriad Advisors LLCKovack Securities Inc.$1012-02-2014
Darrin Stuart CohenTriad Advisors LLCKovack Securities Inc.$2512-01-2014
Next Page »

Showing 1 to 25 of 87 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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