Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Burton Enoch Cestia IIITriad Advisors LLCEdward Jones$10008-01-2018
James Robert ElderTriad Advisors LLCBB&T Securities, LLC$5007-20-2018
Timothy Brian KenyonTriad Advisors LLCGWN Securities Inc.$5008-16-2017
Kenneth Reed SnoweTriad Advisors LLCGWN Securities Inc.$2508-16-2017
Michael David RobertsTriad Advisors LLCCoastal Equities, Inc.$2507-17-2017
Kyle Charles GainesTriad Advisors LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-01-2016
Thomas Franklin Barnes IITriad Advisors LLCFirst Allied Securities, Inc.03-10-2016
Paul Brewton WalkerTriad Advisors LLCFirst Allied Securities, Inc.03-09-2016
David Patrick BoronTriad Advisors LLCNext Financial Group, Inc.05-13-2015
Robert William MillerTriad Advisors LLCRVR Wealth Advisors, LLC$2512-09-2014
Gabriel Lynn GehretTriad Advisors LLCKovack Securities Inc.$1012-02-2014
Darrin Stuart CohenTriad Advisors LLCKovack Securities Inc.$5012-01-2014
Donald Lee McDonaldTriad Advisors LLCLPL Financial LLC10-07-2014
Jeffrey Douglas ThomasTriad Advisors LLCResource Horizons Group LLC$5010-03-2014
Jonathan Lee TannerTriad Advisors LLCCape Securities Inc.05-19-2014
Douglas Maggill EverettTriad Advisors LLCRoyal Alliance Associates, Inc.$5002-04-2013
Lynn Theresa CravinhoTriad Advisors LLCMorgan Stanley$5010-15-2012
Simone M. GladstoneTriad Advisors LLCMorgan Stanley10-15-2012
Michael Robert GravesTriad Advisors LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2508-31-2012
Christopher Paul CeponisTriad Advisors LLCNew England Securities07-20-2012
Deborah Del LewisTriad Advisors LLCMorgan Keegan & Company, Inc.$5005-25-2012
Walter Calloway Boleman Jr.Triad Advisors LLCMorgan Keegan & Company, Inc.05-25-2012
Stacey Leigh SmithTriad Advisors LLCHilltop Securities Independent Network Inc.$2504-30-2012
Raymond Taylor HinesTriad Advisors LLC1st Global Capital Corp.02-01-2012
Jack Richard BowmanTriad Advisors LLCWestern International Securities, Inc.$2501-03-2012
Next Page »

Showing 1 to 25 of 45 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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