Advisers on the Move
Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.Recruiting Scoreboard (Q4 2019)
Recruiting Gains
Recruiting Losses
Net Gains
Latest moves
| Adviser(s) | Firm joining | Firm leaving | AUM ($M) | Date |
|---|---|---|---|---|
| John Burton Enoch Cestia III | Triad Advisors LLC | Edward Jones | $100 | 08-01-2018 |
| James Robert Elder | Triad Advisors LLC | BB&T Securities, LLC | $50 | 07-20-2018 |
| Timothy Brian Kenyon | Triad Advisors LLC | GWN Securities Inc. | $50 | 08-16-2017 |
| Kenneth Reed Snowe | Triad Advisors LLC | GWN Securities Inc. | $25 | 08-16-2017 |
| Michael David Roberts | Triad Advisors LLC | Coastal Equities, Inc. | $25 | 07-17-2017 |
| Kyle Charles Gaines | Triad Advisors LLC | Merrill Lynch, Pierce, Fenner & Smith Incorporated | — | 07-01-2016 |
| Thomas Franklin Barnes II | Triad Advisors LLC | First Allied Securities, Inc. | — | 03-10-2016 |
| Paul Brewton Walker | Triad Advisors LLC | First Allied Securities, Inc. | — | 03-09-2016 |
| David Patrick Boron | Triad Advisors LLC | Next Financial Group, Inc. | — | 05-13-2015 |
| Robert William Miller | Triad Advisors LLC | RVR Wealth Advisors, LLC | $25 | 12-09-2014 |
| Gabriel Lynn Gehret | Triad Advisors LLC | Kovack Securities Inc. | $10 | 12-02-2014 |
| Darrin Stuart Cohen | Triad Advisors LLC | Kovack Securities Inc. | $50 | 12-01-2014 |
| Donald Lee McDonald | Triad Advisors LLC | LPL Financial LLC | — | 10-07-2014 |
| Jeffrey Douglas Thomas | Triad Advisors LLC | Resource Horizons Group LLC | $50 | 10-03-2014 |
| Jonathan Lee Tanner | Triad Advisors LLC | Cape Securities Inc. | — | 05-19-2014 |
| Douglas Maggill Everett | Triad Advisors LLC | Royal Alliance Associates, Inc. | $50 | 02-04-2013 |
| Lynn Theresa Cravinho | Triad Advisors LLC | Morgan Stanley | $50 | 10-15-2012 |
| Simone M. Gladstone | Triad Advisors LLC | Morgan Stanley | — | 10-15-2012 |
| Michael Robert Graves | Triad Advisors LLC | Merrill Lynch, Pierce, Fenner & Smith Incorporated | $25 | 08-31-2012 |
| Christopher Paul Ceponis | Triad Advisors LLC | New England Securities | — | 07-20-2012 |
| Deborah Del Lewis | Triad Advisors LLC | Morgan Keegan & Company, Inc. | $50 | 05-25-2012 |
| Walter Calloway Boleman Jr. | Triad Advisors LLC | Morgan Keegan & Company, Inc. | — | 05-25-2012 |
| Stacey Leigh Smith | Triad Advisors LLC | Hilltop Securities Independent Network Inc. | $25 | 04-30-2012 |
| Raymond Taylor Hines | Triad Advisors LLC | 1st Global Capital Corp. | — | 02-01-2012 |
| Jack Richard Bowman | Triad Advisors LLC | Western International Securities, Inc. | $25 | 01-03-2012 |
Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.
