Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Michael WardTriad Advisors LLCSecurian Financial Services, Inc.07-29-2010
Austin Gene KellyTriad Advisors LLCNational Planning Corporation$10006-02-2011
Charles H. GoldbergTriad Advisors LLCWells Fargo Clearing Services, LLC12-16-2011
Christopher Paul CeponisTriad Advisors LLCNew England Securities07-20-2012
Dane Hobby PettyTriad Advisors LLCTransamerica Financial Advisors, Inc$10009-24-2009
Darrell Roy HeadTriad Advisors LLCFSC Securities Corporation$1009-09-2011
Darrin Stuart CohenTriad Advisors LLCKovack Securities Inc.$5012-01-2014
David Patrick BoronTriad Advisors LLCNext Financial Group, Inc.05-13-2015
Deborah Del LewisTriad Advisors LLCMorgan Keegan & Company, Inc.$5005-25-2012
Donald Lee McDonaldTriad Advisors LLCLPL Financial LLC10-07-2014
Douglas Maggill EverettTriad Advisors LLCRoyal Alliance Associates, Inc.$5002-04-2013
Gabriel Lynn GehretTriad Advisors LLCKovack Securities Inc.$1012-02-2014
Jack Richard BowmanTriad Advisors LLCWestern International Securities, Inc.$2501-03-2012
James Robert ElderTriad Advisors LLCBB&T Securities, LLC$5007-20-2018
Jeffrey Douglas ThomasTriad Advisors LLCResource Horizons Group LLC$5010-03-2014
Jeremy Caleb NewtonTriad Advisors LLCNational Planning Corporation06-02-2011
Jeremy Ray EchuckTriad Advisors LLCSignator Investors, Inc.12-06-2010
John Burton Enoch Cestia IIITriad Advisors LLCEdward Jones$10008-01-2018
Jonathan Lee TannerTriad Advisors LLCCape Securities Inc.05-19-2014
Katherine Brown StarksTriad Advisors LLCKestra Investment Services, LLC08-31-2011
Ke Minh DaoTriad Advisors LLCNfp Advisor Services11-16-2011
Kenneth Reed SnoweTriad Advisors LLCGWN Securities Inc.$2508-16-2017
Kenneth Russell Boyd IIITriad Advisors LLCWells Fargo Clearing Services, LLC04-09-2010
Kenneth Scott BrandenburgTriad Advisors LLCAmeriprise Financial Services, Inc.$5003-25-2010
Kenneth Wayne PattonTriad Advisors LLCGunnAllen Financial, Inc$1003-19-2010
Next Page »

Showing 1 to 25 of 45 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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