Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Louis Morgan Rawls IIIUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5004-19-2017
Carroll Edward Mullis IIUBS Financial Services Inc.Oppenheimer & Co. Inc.$10001-22-2016
Greg Robert DayUBS Financial Services Inc.Oppenheimer & Co. Inc.$5001-22-2016
David Krunch Whitfield KloberdanzUBS Financial Services Inc.Credit Suisse Securities (USA) LLC$10012-15-2015
Carlton Montgomery ForresterUBS Financial Services Inc.Credit Suisse Securities (USA) LLC12-09-2015
Lindsay Belton PaughUBS Financial Services Inc.Credit Suisse Securities (USA) LLC$2512-09-2015
Michael Wayne OlmstedUBS Financial Services Inc.Credit Suisse Securities (USA) LLC$9912-09-2015
Bradley Edward RobertsUBS Financial Services Inc.Credit Suisse Securities (USA) LLC$112-01-2015
Brent LaneUBS Financial Services Inc.Credit Suisse Securities (USA) LLC12-01-2015
Timothy Alan DodUBS Financial Services Inc.Credit Suisse Securities (USA) LLC$5012-01-2015
Michael Howard RadetskyUBS Financial Services Inc.J.P. Morgan Securities LLC$19709-30-2015
Leslie Anthony NetterUBS Financial Services Inc.Morgan Stanley$5007-16-2015
Christopher Schueller MoormanUBS Financial Services Inc.Wells Fargo Clearing Services, LLC$10006-30-2015
Casey M ArundelUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-06-2015
Shana Marie StarksUBS Financial Services Inc.Fidelity Brokerage Services LLC02-03-2015
Isabel Foster BerbertUBS Financial Services Inc.J.P. Morgan Securities LLC09-29-2014
Jason T DouglasUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5009-10-2014
Brian K. GrayUBS Financial Services Inc.Sanford C. Bernstein & Co., LLC04-08-2014
Paul Brian HewittUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15003-31-2014
Erik B SeeneyUBS Financial Services Inc.Mercer Allied Company, L.P.02-28-2014
Araya MesfinUBS Financial Services Inc.Morgan Stanley$5001-13-2014
Brandon D. BrownUBS Financial Services Inc.Morgan Stanley$10001-13-2014
Jansen Tyler BaileyUBS Financial Services Inc.Morgan Stanley$5001-13-2014
Julie Erin AxleyUBS Financial Services Inc.Morgan Stanley$5001-13-2014
Keegan Michael HennessyUBS Financial Services Inc.Morgan Stanley$10001-13-2014
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Showing 1 to 25 of 80 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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