Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Anthony Joseph Modica Jr.Wells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10001-13-2017
Steven William ClarkWells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.$2504-10-2014
Cecil Cicero Loyd III, Scott Neill ChristianWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$34505-03-2013
William Davis HowardWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$7204-19-2013
Corey Lavelle-Mccamey TownsendWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-27-2012
Seth Lawrence WaltmanWells Fargo Advisors Financial Network, LLCMorgan Stanley02-14-2011
Gregory Lewis StephensWells Fargo Advisors Financial Network, LLCMorgan Stanley12-10-2010
Robert Lewis Evely IIWells Fargo Advisors Financial Network, LLCMorgan Stanley$4704-01-2010
William Douglas AdamsWells Fargo Advisors Financial Network, LLCEdward Jones02-12-2010
Charles Patrick Barry Jr.Wells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.08-28-2009
Daniel Blake NewbergWells Fargo Advisors Financial Network, LLCMorgan Stanley07-10-2009
John Patrick BakerWells Fargo Advisors Financial Network, LLCMorgan Stanley$5006-19-2009
Michael Crooks EddyWells Fargo Advisors Financial Network, LLCCitigroup Global Markets Inc.04-30-2009
Stuart James BlewettWells Fargo Advisors Financial Network, LLCCitigroup Global Markets Inc.04-30-2009
Richard Lee Toelle Jr.Wells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-24-2009
Susan Ann LombardoWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10004-24-2009
William Joseph RuckerWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-24-2009
James Carlton CoxWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2504-17-2009

Showing 1 to 18 of 18 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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