Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Sean Lamont DaughtryWells Fargo Clearing Services, LLCAllstate Financial Services, LLC11-01-2013
Brian Edward WhalenWells Fargo Clearing Services, LLCAmerican Funds Distributors, Inc.03-28-2012
Bradford S. WalshWells Fargo Clearing Services, LLCAmeriprise Financial Services, LLC06-29-2017
Mary Brantley MadebachWells Fargo Clearing Services, LLCAmeriprise Financial Services, LLC12-08-2014
Gurminder Kaur MultaniWells Fargo Clearing Services, LLCAmeriprise Financial Services, LLC04-11-2013
Thomas Mcnab ReevesWells Fargo Clearing Services, LLCAXA Advisors, LLC04-19-2012
Joel TheisWells Fargo Clearing Services, LLCAXA Advisors, LLC08-01-2011
Todd Eldredge CokerWells Fargo Clearing Services, LLCBanc of America Investment Services, Inc.04-30-2009
Keven Michael DavisWells Fargo Clearing Services, LLCBanc of America Investment Services, Inc.04-27-2009
Thomas Mifflin Hidell Jr.Wells Fargo Clearing Services, LLCBanc of America Investment Services, Inc.04-03-2009
Tyrone Anthony JohnsonWells Fargo Clearing Services, LLCBanc of America Investment Services, Inc.$5003-27-2009
Katrina Horace EverettWells Fargo Clearing Services, LLCBanc of America Investment Services, Inc.02-13-2009
Janis Sizemore JonesWells Fargo Clearing Services, LLCBanc of America Investment Services, Inc.01-09-2009
Jeffery Ryan BickelWells Fargo Clearing Services, LLCBB&T Investment Services, Inc.$2511-02-2017
Harrison Wilkes EvansWells Fargo Clearing Services, LLCBB&T Investment Services, Inc.01-06-2017
Daniel Clay Quinn Jr.Wells Fargo Clearing Services, LLCBB&T Investment Services, Inc.07-25-2013
Minesh P AminWells Fargo Clearing Services, LLCBB&T Securities, LLC$5004-27-2018
Jackson Dewitt KingWells Fargo Clearing Services, LLCCapital Research Advisors, LLC$15002-12-2020
James Alan BirkbeckWells Fargo Clearing Services, LLCCetera Investment Advisers LLC07-08-2014
Thomas Steven WegnerWells Fargo Clearing Services, LLCCetera Investment Services LLC04-10-2014
Daniel Nicholas ContiWells Fargo Clearing Services, LLCChase Investment Services Corp.08-05-2011
Margaret Irene ArcherWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$2505-15-2009
Deborah Joy HeismanWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$10004-03-2009
Joseph Robinson ChandlerWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$10003-27-2009
Frank Adams StricklandWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$5002-27-2009
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Showing 1 to 25 of 270 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.