Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Bradford S. WalshWells Fargo Clearing Services, LLCAmeriprise Financial Services, Inc.06-29-2017
Gurminder Kaur MultaniWells Fargo Clearing Services, LLCAmeriprise Financial Services, Inc.04-11-2013
Todd Eldredge CokerWells Fargo Clearing Services, LLCBanc of America Investment Services, Inc.04-30-2009
Keven Michael DavisWells Fargo Clearing Services, LLCBanc of America Investment Services, Inc.04-27-2009
Thomas Mifflin Hidell Jr.Wells Fargo Clearing Services, LLCBanc of America Investment Services, Inc.04-03-2009
Tyrone Anthony JohnsonWells Fargo Clearing Services, LLCBanc of America Investment Services, Inc.$5003-27-2009
Katrina Horace EverettWells Fargo Clearing Services, LLCBanc of America Investment Services, Inc.02-13-2009
Jeffery Ryan BickelWells Fargo Clearing Services, LLCBB&T Investment Services, Inc.$2511-02-2017
Minesh P AminWells Fargo Clearing Services, LLCBB&T Securities, LLC04-27-2018
James Alan BirkbeckWells Fargo Clearing Services, LLCCetera Investment Advisers LLC07-08-2014
Margaret Irene ArcherWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$2505-15-2009
Deborah Joy HeismanWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$10004-03-2009
Russell Martin BrodaWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$15002-13-2009
Dean William AndersenWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.02-13-2009
Christopher Grant LingleWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$10001-30-2009
Brian Parker SimsWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$5001-30-2009
Marcus Andrew ThompsonWells Fargo Clearing Services, LLCCountry Capital Management Company02-27-2014
Morris Alan FrancoWells Fargo Clearing Services, LLCCredit Suisse Securities (USA) LLC$15003-01-2016
Christy Higgins HooperWells Fargo Clearing Services, LLCCredit Suisse Securities (USA) LLC$15002-01-2016
Geoffrey Scott FishmanWells Fargo Clearing Services, LLCCredit Suisse Securities (USA) LLC$15002-01-2016
Charles Scott WilliamsWells Fargo Clearing Services, LLCCredit Suisse Securities (USA) LLC12-16-2015
Jay Windsor Pickett IIIWells Fargo Clearing Services, LLCDeutsche Bank Securities Inc.$5009-21-2012
Robert Thomas ChristianWells Fargo Clearing Services, LLCE*TRADE Securities LLC10-23-2013
Jakara Boyd DavisWells Fargo Clearing Services, LLCE*TRADE Securities LLC03-06-2013
Joshua Andrew CarrWells Fargo Clearing Services, LLCEdward Jones05-30-2019
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Showing 1 to 25 of 157 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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