Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Richard Kevan DunneWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10001-23-2009
Rj John GrzesiakWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-29-2009
Christopher Grant LingleWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$10001-30-2009
Brian Parker SimsWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$5001-30-2009
William Kenneth Williams Jr.Wells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-02-2009
Kristie Powell CroomsWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-02-2009
Russell Martin BrodaWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$15002-13-2009
Dean William AndersenWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.02-13-2009
Katrina Horace EverettWells Fargo Clearing Services, LLCBanc of America Investment Services, Inc.02-13-2009
Steven Walter ZamojskiWells Fargo Clearing Services, LLCMorgan Stanley & Co. LLC03-13-2009
Douglas Ray Aldridge Jr.Wells Fargo Clearing Services, LLCMorgan Stanley & Co. LLC$5003-23-2009
Mark Whitney TullerWells Fargo Clearing Services, LLCUBS Financial Services Inc.$5003-27-2009
Tyrone Anthony JohnsonWells Fargo Clearing Services, LLCBanc of America Investment Services, Inc.$5003-27-2009
Deborah Joy HeismanWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$10004-03-2009
Thomas Mifflin Hidell Jr.Wells Fargo Clearing Services, LLCBanc of America Investment Services, Inc.04-03-2009
Keven Michael DavisWells Fargo Clearing Services, LLCBanc of America Investment Services, Inc.04-27-2009
Todd Eldredge CokerWells Fargo Clearing Services, LLCBanc of America Investment Services, Inc.04-30-2009
Margaret Irene ArcherWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$2505-15-2009
Richard Watts BondWells Fargo Clearing Services, LLCSunTrust Investment Services, Inc.06-23-2009
Edward Kerry SchererWells Fargo Clearing Services, LLCMorgan Keegan & Company, Inc.$10007-20-2009
Christopher Wilkes HarperWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2508-10-2009
Royce Alan BurnsWells Fargo Clearing Services, LLCSunTrust Investment Services, Inc.$5008-14-2009
Michael Everett MaltbyWells Fargo Clearing Services, LLCMorgan Stanley09-04-2009
David John SharenkoWells Fargo Clearing Services, LLCMorgan Stanley$10001-14-2010
Philip Campbell SensenigWells Fargo Clearing Services, LLCMorgan Stanley01-14-2010
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Showing 1 to 25 of 157 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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