Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Douglas Ray Aldridge Jr.Wells Fargo Clearing Services, LLCMorgan Stanley & Co. LLC$5003-23-2009
Dwight Allan Kent Jr.Wells Fargo Clearing Services, LLCMorgan Stanley$10002-21-2014
Edward Kerry SchererWells Fargo Clearing Services, LLCMorgan Keegan & Company, Inc.$10007-20-2009
Erik Andrew LuckeyWells Fargo Clearing Services, LLCVALIC Financial Advisors, Inc.07-19-2013
Geoffrey Miles JohnstonWells Fargo Clearing Services, LLCOppenheimer & Co. Inc.04-17-2018
Geoffrey Scott FishmanWells Fargo Clearing Services, LLCCredit Suisse Securities (USA) LLC$15002-01-2016
George Frederick Dance Jr.Wells Fargo Clearing Services, LLCMorgan Stanley$2506-22-2012
Glen Russell WilkWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10007-19-2012
Gurminder Kaur MultaniWells Fargo Clearing Services, LLCAmeriprise Financial Services, Inc.04-11-2013
Harold Tyler GayWells Fargo Clearing Services, LLCEdward Jones09-14-2018
Haygood P. SeawellWells Fargo Clearing Services, LLCOppenheimer & Co. Inc.$15010-05-2012
Henra Hosea ChennaultWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC05-02-2018
Homer Lloyd ShulerWells Fargo Clearing Services, LLCMorgan Keegan & Company, Inc.$10006-10-2011
Howard Lucas Sparrow Jr.Wells Fargo Clearing Services, LLCWells Fargo Advisors Financial Network, LLC07-11-2012
Jack L PhippsWells Fargo Clearing Services, LLCEdward Jones03-21-2013
Jacob Matthew McKelveyWells Fargo Clearing Services, LLCPNC Investments$1004-10-2015
Jakara Boyd DavisWells Fargo Clearing Services, LLCE*TRADE Securities LLC03-06-2013
James Alan BirkbeckWells Fargo Clearing Services, LLCCetera Investment Advisers LLC07-08-2014
James Derek PageWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-23-2010
James Mallory Harris IIIWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5009-16-2014
Jason Lee HesterWells Fargo Clearing Services, LLCLPL Financial LLC05-22-2017
Jason MarshallWells Fargo Clearing Services, LLCOppenheimer & Co. Inc.$5007-02-2019
Jay Allan WeismanWells Fargo Clearing Services, LLCMorgan Stanley02-17-2012
Jay Windsor Pickett IIIWells Fargo Clearing Services, LLCDeutsche Bank Securities Inc.$5009-21-2012
Jaylon Stewart EllisonWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10011-27-2015
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Showing 51 to 75 of 157 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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