Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jeffery Ryan BickelWells Fargo Clearing Services, LLCBB&T Investment Services, Inc.$2511-02-2017
John Charles JackleWells Fargo Clearing Services, LLCMorgan Stanley$5008-02-2010
John Frank HalperWells Fargo Clearing Services, LLCMorgan Stanley$10009-25-2015
John Robert HacheyWells Fargo Clearing Services, LLCSantander Securities LLC10-26-2015
John Tate NoojinWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC$2511-07-2014
John William Hunt Jr.Wells Fargo Clearing Services, LLCMorgan Stanley02-21-2014
John Witherspoon Wallace Jr.Wells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC$10002-04-2011
Joshua Andrew CarrWells Fargo Clearing Services, LLCEdward Jones05-30-2019
Joshua K. SpeeseWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-14-2017
Katrina Horace EverettWells Fargo Clearing Services, LLCBanc of America Investment Services, Inc.02-13-2009
Kenneth Scott WingerterWells Fargo Clearing Services, LLCUBS Financial Services Inc.$10005-12-2017
Keven Michael DavisWells Fargo Clearing Services, LLCBanc of America Investment Services, Inc.04-27-2009
Kevin Blair CarnahanWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-16-2015
Kevin Scott GiddensWells Fargo Clearing Services, LLCMorgan Stanley$6205-31-2019
Kimberly M BarryWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$1007-17-2015
Krista Murray ClarkeWells Fargo Clearing Services, LLCStifel, Nicolaus & Company, Incorporated$2511-10-2017
Kristie Powell CroomsWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-02-2009
Kristopher W. KrauseWells Fargo Clearing Services, LLCEdward Jones$2509-19-2014
Kyle Linden CongerWells Fargo Clearing Services, LLCEdward Jones04-15-2016
Kyle Thomas WareWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-09-2018
Laurence Buell Tipton Jr.Wells Fargo Clearing Services, LLCStifel, Nicolaus & Company, Incorporated$5010-19-2017
Lee StennesWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC04-08-2016
Malon Murray WickhamWells Fargo Clearing Services, LLCMorgan Keegan & Company, Inc.$15007-26-2010
Marc Aubrey AlexanderWells Fargo Clearing Services, LLCMorgan Stanley$5008-22-2014
Marcus Andrew ThompsonWells Fargo Clearing Services, LLCCountry Capital Management Company02-27-2014
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Showing 76 to 100 of 157 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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