Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Margaret Elizabeth MahoneWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC10-02-2015
Margaret Irene ArcherWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$2505-15-2009
Marion Willis MooreWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-16-2011
Mark Whitney TullerWells Fargo Clearing Services, LLCUBS Financial Services Inc.$5003-27-2009
Marquita Rena WeaverWells Fargo Clearing Services, LLCPFS Investments Inc.06-19-2019
Matthew S. ChamleeWells Fargo Clearing Services, LLCNorthwestern Mutual Investment Services, LLC10-08-2015
Micah John GearWells Fargo Clearing Services, LLCEdward Jones09-30-2014
Michael Ahren McKuneWells Fargo Clearing Services, LLCNorthwestern Mutual Investment Services, LLC06-15-2016
Michael BogoslawskyWells Fargo Clearing Services, LLCMorgan Stanley$1009-09-2011
Michael Everett MaltbyWells Fargo Clearing Services, LLCMorgan Stanley09-04-2009
Michael Mccray WilliamsonWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-11-2013
Michael Thomas RobinsonWells Fargo Clearing Services, LLCPNC Investments08-05-2015
Minesh P AminWells Fargo Clearing Services, LLCBB&T Securities, LLC04-27-2018
Morris Alan FrancoWells Fargo Clearing Services, LLCCredit Suisse Securities (USA) LLC$15003-01-2016
Nasha Angella KnowlesWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5005-02-2014
Patrick Christopher Mercardante Sr.Wells Fargo Clearing Services, LLCMorgan Stanley$10009-25-2015
Patrick Earl Fitzgerald ReidWells Fargo Clearing Services, LLCRonald Blue & Co. LLC11-26-2012
Patrick Michael PetersonWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC05-11-2015
Patrick Scott HayesWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5006-12-2017
Paul Michael ScaglioneWells Fargo Clearing Services, LLCSunTrust Investment Services, Inc.$5003-22-2016
Philip Campbell SensenigWells Fargo Clearing Services, LLCMorgan Stanley01-14-2010
Reginald W PinedaWells Fargo Clearing Services, LLCSunTrust Investment Services, Inc.$5008-06-2010
Richard John PaganelliWells Fargo Clearing Services, LLCUBS Financial Services Inc.03-23-2012
Richard Kevan DunneWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10001-23-2009
Richard Philip CapursoWells Fargo Clearing Services, LLCPNC Investments04-19-2017
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Showing 101 to 125 of 157 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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