Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Scott Christian Cecil Loyd Mike MastersWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$34505-03-2013
Scott Francis SteinitzWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC$2505-24-2013
Seth J CohenWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC09-17-2015
Seth Michael AsherWells Fargo Clearing Services, LLCMorgan Stanley$6808-22-2014
Shaan Prakash WadhwaniWells Fargo Clearing Services, LLCMutual of America Life Insurance Company02-04-2020
Sharaff Ulann RathurWells Fargo Clearing Services, LLCPNC Investments01-06-2017
Shaun C AycockWells Fargo Clearing Services, LLCLPL Financial LLC05-02-2014
Steven Walter ZamojskiWells Fargo Clearing Services, LLCMorgan Stanley & Co. LLC$1,00003-13-2009
Tahsin Nawaz FarukiWells Fargo Clearing Services, LLCMetLife Investors Distribution Company09-28-2018
Thomas Kevin FosterWells Fargo Clearing Services, LLCMorgan Stanley$5006-07-2019
Thomas Mifflin Hidell JrWells Fargo Clearing Services, LLCBanc of America Investment Services, Inc.$5004-03-2009
Thurman L Willis IIIWells Fargo Clearing Services, LLCMorgan Stanley$2509-25-2015
Todd Eldredge CokerWells Fargo Clearing Services, LLCBanc of America Investment Services, Inc.04-30-2009
Travis Michael McCloskeyWells Fargo Clearing Services, LLCRaymond James & Associates, Inc.$2410-01-2014
Trent DotyWells Fargo Clearing Services, LLCEdward Jones08-24-2018
Tyrone Anthony JohnsonWells Fargo Clearing Services, LLCBanc of America Investment Services, Inc.$10003-27-2009
Udel Richardson IiWells Fargo Clearing Services, LLCEdward Jones04-11-2016
Virgil Lee DortchWells Fargo Clearing Services, LLCMorgan Stanley$5010-11-2019
Wade Norman RobertsWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$3808-19-2016
Wesley Andrew PritchettWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC09-13-2019
Whitley Gordon Matthews JrWells Fargo Clearing Services, LLCMorgan Stanley11-02-2012
William Breckenridge Brigham JrWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$3805-05-2017
William Joseph HannanWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-17-2012
William Kenneth Williams JrWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10002-02-2009
William Robert Green JrWells Fargo Clearing Services, LLCMorgan Stanley$1008-03-2016
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.