Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
William S. WallerWells Fargo Clearing Services, LLCSynovus Securities, Inc.12-14-2018
William Robert Green Jr.Wells Fargo Clearing Services, LLCMorgan Stanley$1008-03-2016
William Kenneth Williams Jr.Wells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-02-2009
William Joseph HannanWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-17-2012
William Breckenridge Brigham Jr.Wells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$3805-05-2017
Whitley Gordon Matthews Jr.Wells Fargo Clearing Services, LLCMorgan Stanley$5011-02-2012
Wade Norman RobertsWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$3808-19-2016
Vincent Dewayne WhatleyWells Fargo Clearing Services, LLCPNC Investments$1008-21-2012
Udel Richardson IIWells Fargo Clearing Services, LLCEdward Jones04-11-2016
Tyrone Anthony JohnsonWells Fargo Clearing Services, LLCBanc of America Investment Services, Inc.$5003-27-2009
Trent Linville DotyWells Fargo Clearing Services, LLCEdward Jones08-24-2018
Travis Michael McCloskeyWells Fargo Clearing Services, LLCRaymond James & Associates, Inc.$1010-01-2014
Todd Eldredge CokerWells Fargo Clearing Services, LLCBanc of America Investment Services, Inc.04-30-2009
Thurman L. Willis IIIWells Fargo Clearing Services, LLCMorgan Stanley09-25-2015
Thomas Mifflin Hidell Jr.Wells Fargo Clearing Services, LLCBanc of America Investment Services, Inc.04-03-2009
Thomas Kevin FosterWells Fargo Clearing Services, LLCMorgan Stanley$5006-07-2019
Steven Walter ZamojskiWells Fargo Clearing Services, LLCMorgan Stanley & Co. LLC03-13-2009
Shaun C. AycockWells Fargo Clearing Services, LLCLPL Financial LLC05-02-2014
Sharaff Ulann RathurWells Fargo Clearing Services, LLCPNC Investments01-06-2017
Seth Michael AsherWells Fargo Clearing Services, LLCMorgan Stanley$2508-22-2014
Seth J. CohenWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC09-17-2015
Scott Francis SteinitzWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC05-24-2013
Ryan Evan BadgerWells Fargo Clearing Services, LLCIFG Advisory, LLC04-08-2019
Russell Martin BrodaWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$15002-13-2009
Royce Alan BurnsWells Fargo Clearing Services, LLCSunTrust Investment Services, Inc.$5008-14-2009
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Showing 1 to 25 of 157 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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