Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
David Allen MooreWoodbury Financial Services, Inc.AXA Advisors, LLC06-15-2011
David Lamb Saussy Sr.Woodbury Financial Services, Inc.Woodbury Financial Services, Inc.01-03-2014
Frank Warner Anderson Jr.Woodbury Financial Services, Inc.GWN Securities Inc.$1005-10-2018
James Martin FallonWoodbury Financial Services, Inc.Morgan Stanley$10007-03-2019
Jeremy Christopher ToothmanWoodbury Financial Services, Inc.Morgan Stanley12-03-2019
Joseph Daniel SteadmanWoodbury Financial Services, Inc.First Command Financial Planning, Inc.01-02-2020
Julie Maria WaltonWoodbury Financial Services, Inc.Waddell & Reed07-13-2018
Keli J. HazelWoodbury Financial Services, Inc.Money Concepts Capital Corp07-17-2019
Michelle Rooks QuayWoodbury Financial Services, Inc.LPL Financial LLC$2510-15-2015
Richard Meyer DresslerWoodbury Financial Services, Inc.Woodstock Financial Group, Inc.$5001-16-2018
Richard Wiley Waddell IIIWoodbury Financial Services, Inc.AXA Advisors, LLC01-15-2013
Sam Charles Wilkerson IVWoodbury Financial Services, Inc.Securian Financial Services, Inc.$104-27-2010
Samuel Guy Williams Jr.Woodbury Financial Services, Inc.AXA Advisors, LLC06-17-2011
Serina F. ShyuWoodbury Financial Services, Inc.E*TRADE Securities LLC09-22-2014
Timothy John VorelWoodbury Financial Services, Inc.Thrivent Investment Management Inc.06-03-2010

Showing 1 to 15 of 15 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.