Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Keith T. RichJ.P. Morgan Securities LLCPFS Investments Inc.06-08-2019
Thomas Kevin FosterWells Fargo Clearing Services, LLC Morgan Stanley$5006-07-2019
Edwin James PinigisBB&T Securities, LLCPNC Investments06-06-2019
Tony Anthony HodgeCalton & Associates, Inc.IFS Securities$1005-29-2019
Matthew R. EllisSunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC05-22-2019
Matthew R. EllisSunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC05-22-2019
Robin Janet TomsRaymond James Financial Services, Inc.Cantella & Co., Inc.$5005-20-2019
Zachary T. AverySunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC05-07-2019
Craig RobsonRegent Peak Wealth AdvisorsMerrill Lynch, Pierce, Fenner & Smith Incorporated$45005-06-2019
Nathan Ross HoytPurshe Kaplan Sterling InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated$105-03-2019
John Francis StojSafebridgeTransamerica Financial Advisors, Inc05-02-2019
Albert Norris Dashiell Jr.Dempsey Lord Smith, LLCCapital Investment Group, Inc.$104-26-2019
Richard Anthony CritelliFifth Third Securities, Inc.Morgan Stanley$1,00004-25-2019
Philip James AmbroseCalton & Associates, Inc.NYLIFE Securities LLC04-22-2019
Jeff SchultzJanney Montgomery Scott LLCRaymond James & Associates, Inc.$20004-18-2019
Larry Glenn BoggsInternational Assets Advisory, LLCFirst Allied Advisory Services, Inc.$10004-08-2019
Thomas D. LewisCetera Investment Services LLCLPL Financial LLC$5004-01-2019
Caroline Magrish CalderMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated03-08-2019
Brian Mathew ChustzPurshe Kaplan Sterling InvestmentsEdward Jones03-06-2019
James Patrick FoleyAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$2503-01-2019
Mari Elaine BryanMorgan StanleyWells Fargo Clearing Services, LLC$103-01-2019
Stephanie M MeeksMorgan StanleyWells Fargo Clearing Services, LLC$5003-01-2019
Frank John PasqualeBenchmark Investments, Inc.Newbridge Securities Corporation02-23-2019
Blake Franklin BruceRockefeller Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5002-22-2019
Ty Teifer DickeyRockefeller Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5002-22-2019
Next Page »

Showing 1 to 25 of 159 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.