Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Bruce Alfred BoutaIfs SecuritiesCetera Advisor Networks LLC$5006-14-2019
Grey Marshall DuddlestonMorgan StanleyUBS Financial Services Inc.06-14-2019
Megan Nicole HenryEdward JonesNorthwestern Mutual Investment Services, LLC06-14-2019
Jonathan Matthew ByrdMorgan StanleyUBS Financial Services Inc.06-14-2019
Jonathan Edward BrinsonMorgan StanleyUBS Financial Services Inc.06-14-2019
Brian M HughesAdvisory Services NetworkMadden Advisory Services, Inc.06-13-2019
Paul Douglas SmithAdvisory Services NetworkNYLIFE Securities LLC06-12-2019
Jacob Steven PiotraczkRaymond James & Associates, Inc.J.P. Morgan Securities LLC06-11-2019
Erik Robert DoddsCRG Wealth, LLCLiberty Partners Financial Services, LLC06-10-2019
Adam Jude CorwinMML Investors Services, LLCOneAmerica Securities, Inc.06-10-2019
Thomas Kevin FosterWells Fargo Clearing Services, LLCMorgan Stanley$5006-07-2019
Todd Nathan HowardLPL Financial LLCCambridge Investment Research, Inc.$1706-07-2019
Timothy S BenbowBull's Eye Wealth Management, LLCWaterloo Capital Management06-07-2019
Tobin Christopher AndersonLPL Financial LLCEdward Jones06-06-2019
Edwin James Pinigis IiiBB&T Securities, LLCPNC Investments06-06-2019
Steven Wayne Naylor IIRaymond James & Associates, Inc.UBS Financial Services Inc.06-04-2019
Dwain Arthur BlakeCRG Wealth, LLCLiberty Partners Financial Services, LLC06-03-2019
Brandi Lyde WhitfieldGWN Securities Inc.Voya Financial Advisors, Inc.06-03-2019
Mark Irvin AllenBull Street AdvisorsSouth State Advisory, Inc.06-01-2019
Kevin Scott GiddensWells Fargo Clearing Services, LLCMorgan Stanley$6205-31-2019
Lawrence Francis McManus JrAdvisory Services NetworkTEAM WEALTH PLANNING AND MANAGEMENT, INC.05-30-2019
Kevin R JohnsFifth Third Securities, Inc.M&T Securities, Inc.05-30-2019
Joshua Andrew CarrWells Fargo Clearing Services, LLCEdward Jones05-30-2019
Tony Anthony HodgeCalton & Associates, Inc.Ifs Securities05-29-2019
Arthur Latroy DunbarWells Fargo Clearing Services, LLCEquity Services, Inc.05-29-2019
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Showing 1 to 25 of 373 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.