Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jeffrey KimJ.P. Morgan Securities LLCMorgan Stanley07-19-2019
Antan R. WilsonMorgan StanleyAXA Advisors, LLC07-18-2019
Matt Michael HeardAmeriprise Financial Services, Inc.Edward Jones$1007-17-2019
Jeffrey Stephen DiamondPaces Ferry Wealth Advisors, LLCtru Independence Asset Management, LLC07-17-2019
Keli J. HazelWoodbury Financial Services, Inc.Money Concepts Capital Corp07-17-2019
Zachary Aaron MorrisPaces Ferry Wealth Advisors, LLCtru Independence Asset Management, LLC07-17-2019
John Steven MasinkoCUNA Brokerage Services, Inc.CUSO Financial Services, L.P.$10007-16-2019
Fannie Tia CollierSunTrust Investment Services, Inc.MML Investors Services, LLC07-10-2019
Lydia C. StephensAmerican Portfolios Financial Services, Inc.Next Financial Group, Inc.$5007-09-2019
John Paul Martin Jr.Cambridge Investment Research, Inc.Edward Jones$1007-09-2019
Michael Patrick BriardyFarmers Financial Solutions, LLCFBL Marketing Services, LLC07-09-2019
Tayen Jameel HazqiyalJ.P. Morgan Securities LLCInvestacorp, Inc.07-09-2019
James Martin FallonWoodbury Financial Services, Inc.Morgan Stanley$10007-03-2019
Jason MarshallWells Fargo Clearing Services, LLCOppenheimer & Co. Inc.$5007-02-2019
William Roy Herrell IIID.A. Davidson & Co.Allen C. Ewing & Co.06-28-2019
Richard Lee Bartholomew IIWealthcare Capital Management LLCAdvicePeriod, LLC06-28-2019
Jacob Shine PersonsEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated06-28-2019
Archie Lee Thompson Jr.Synovus Securities, Inc.Wells Fargo Clearing Services, LLC06-27-2019
Rhonda NovakKhironBae Associates, LLCEdward Jones06-24-2019
Christopher James SandersRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15006-20-2019
Daniel E CrewsRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-20-2019
Mitchell Richard GreenMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10006-19-2019
Marquita Rena WeaverWells Fargo Clearing Services, LLCPFS Investments Inc.06-19-2019
Eric Grant SchultzLPL Financial LLCHD Vest Investment Services06-18-2019
Susan Ann LombardoLPL Financial LLCWells Fargo Advisors Financial Network, LLC$10006-17-2019
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Showing 1 to 25 of 242 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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