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Advisers on the Move - InvestmentNews

Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q2 2020)

Recruiting Gains

Firm Total Moves

See all firms ranked by total gains

Recruiting Losses

Firm Total Moves

See all firms ranked by total losses

Net Gains

Firm Total Moves

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Net Losses

Firm Total Moves

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Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ameet Anilkumar TijoriwalaSunTrust Investment Services, Inc.Morgan Stanley04-01-2019
Benjamin Frank JoelRBC Capital Markets, LLCMorgan Stanley$5005-24-2019
Bethany Merrie TannerJ.P. Morgan Securities LLCMorgan Stanley07-25-2019
Bradley E. PhillipsOppenheimer & Co. Inc.Morgan Stanley01-25-2019
Deborah Anne CicatelliRaymond James & Associates, Inc.Morgan Stanley12-03-2018
James Martin FallonWoodbury Financial Services, Inc.Morgan Stanley$10007-03-2019
Jarrod Douglas HowardAmeriprise Financial Services, LLCMorgan Stanley11-23-2018
Jeffrey KimJ.P. Morgan Securities LLCMorgan Stanley07-19-2019
John Sheldon KirklandFidelity Brokerage Services LLCMorgan Stanley05-14-2019
Joseph Ashby Faxio Jr.Pruco Securities, LLC.Morgan Stanley05-10-2019
Kevin Scott GiddensWells Fargo Clearing Services, LLCMorgan Stanley$6205-31-2019
Kiera Lynn DevoreLPL Financial LLCMorgan Stanley07-23-2019
Michael James StruckmanLPL Financial LLCMorgan Stanley$10005-07-2019
Rachel Rice TurnerUBS Financial Services Inc.Morgan Stanley02-15-2019
Randall Dean HartleyRBC Capital Markets, LLCMorgan Stanley05-16-2019
Rhonda B. EdwardsRaymond James & Associates, Inc.Morgan Stanley01-02-2019
Richard Anthony CritelliFifth Third Securities, Inc.Morgan Stanley$1,00004-25-2019
Robert C DavidAdvisory Services NetworkMorgan Stanley04-08-2019
Shannon Dimetra JamesBerman Capital Advisors, LLCMorgan Stanley05-17-2019
Thomas Kevin FosterWells Fargo Clearing Services, LLCMorgan Stanley$5006-07-2019

Showing 1 to 20 of 20 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.