Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Christopher Dennis WrightRoyal Alliance Associates, Inc.Locorr Distributors, LLC$10010-23-2019
Tanner LowRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-23-2019
Scott Monroe EmersonUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-18-2019
Scott Randall KesslerSecurities Service Network, LLCLPLFinancial LLC$2510-17-2019
Reed Norman LengelCalton & Associates, Inc.SB Advisory, LLC$2510-15-2019
Reed Norman LengelCalton & Associates, Inc.SB Advisory, LLC$2510-15-2019
Theodore Richard ArchCambridge Investment Research, Inc.FSC Securities Corporation$2510-04-2019
John Kenneth NettunoCambridge Investment Research, Inc.FSC Securities Corporation10-04-2019
Gene Thomas CarrCambridge Investment Research, Inc.FSC Securities Corporation10-04-2019
James Benjamin RobertsCambridge Investment Research, Inc.FSC Securities Corporation$5010-04-2019
Daniel John BiseseCambridge Investment Research, Inc.FSC Securities Corporation$5010-04-2019
Gene Thomas CarrCambridge Investment Research, Inc.FSC Securities Corporation10-04-2019
Christopher Thomas DoyleBenchmark Investments, Inc.Securities America Advisors, Inc.10-04-2019
Jason Jungberg, Michael KetterbaughStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$13510-03-2019
Meredith D. SimsCabot Lodge Securities LLCIFS Securities09-26-2019
Meredith D. SimsCabot Lodge Securities LLCIFS Securities09-26-2019
Kenneth Shawn HyattCabot Lodge Securities LLCIFS Securities09-25-2019
Kenneth Robert CrowleyRockefeller Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10009-20-2019
Gunn ThongniyomRockefeller Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-20-2019
Joseph Polanski Jr.Cetera Advisor Networks LLCSummit Brokerage Services, Inc.$2509-20-2019
Thomas Davis JonesCetera Advisor Networks LLCSummit Brokerage Services, Inc.$1009-20-2019
Eugene Edward OreillyCetera Advisor Networks LLCSummit Brokerage Services, Inc.$5009-20-2019
Kenneth Lee CauwelsCetera Advisor Networks LLCSummit Brokerage Services, Inc.09-20-2019
Richard Connell Ness Jr.Cetera Advisor Networks LLCSummit Brokerage Services, Inc.$1009-20-2019
Stephen Russell StoryCetera Advisor Networks LLCSummit Brokerage Services, Inc.$5009-20-2019
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Showing 1 to 25 of 245 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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