Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Christopher Joseph AlbanoJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.12-09-2019
James MalatosUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$13712-06-2019
Justin Bradford MayCommonwealth Financial NetworkEdward Jones$2512-06-2019
James G MalatosUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-06-2019
Ashley Corbin DentMerrill Lynch, Pierce, Fenner & Smith IncorporatedFifth Third Securities, Inc.12-06-2019
Patrick Allan ThomasLindner Capital Advisors, Inc.San Blas Advisory, Inc.12-05-2019
Cheryl Leigh SmithDempsey Lord Smith, LLCOneAmerica Securities, Inc.$2512-05-2019
Robert K. BrownEssex Securities LLCIFS Securities$2512-05-2019
Jeremy Christopher ToothmanWoodbury Financial Services, Inc.Morgan Stanley12-03-2019
Lawrence Michael Donroe-WellsBenedetti, Gucer & AssociatesAmeriprise Financial Services, Inc.11-26-2019
Alice Gerjoi-De-Carval MelloCambridge Investment Research, Inc.E*TRADE Securities LLC11-26-2019
Grace Minerva Lopez-WilliamsPFS Investments Inc.Avantax Investment Services, Inc.11-25-2019
Mark H. ShamesEdward JonesSunTrust Advisory Services, Inc.11-22-2019
Susanne Ruth PesterfieldLPL Financial LLCSunTrust Advisory Services, Inc.11-21-2019
Gigi Alana BlantonFirst Command Financial Planning, Inc.Edward Jones11-19-2019
Kimberly Marie EberlyLPL Financial LLCRaymond James & Associates, Inc.11-19-2019
Jamie H. SheltonCetera Investment Services LLCEdward Jones11-19-2019
Jason A. JonesMML Investors Services, LLCWEALTHFOLIO FINANCIAL PLANNING, LLC11-18-2019
Rachael Hope NeilBluerock Wealth Management, LLCRedwood Wealth Management, LLC11-13-2019
Charles William Daniels IIIKestra Investment Services, LLCEdward Jones11-13-2019
Orantes L GrantJ.P. Morgan Securities LLCTrademark Capital Management Inc.11-11-2019
Cort Alan HaberHaber Investment Counseltru Independence Asset Management, LLC11-08-2019
Andrew J. ToeringQM Advisors LLCLPL Financial LLC11-08-2019
Richard Carl ToddOppenheimer & Co. Inc.J.P. Morgan Securities LLC11-08-2019
Raymond Leon Rivers Jr.VALIC Financial Advisors, Inc.Edward Jones11-06-2019
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Showing 1 to 25 of 428 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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