Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Keith T. RichJ.P. Morgan Securities LLCPFS Investments Inc.06-08-2019
Thomas Kevin FosterWells Fargo Clearing Services, LLC Morgan Stanley$5006-07-2019
Edwin James PinigisBB&T Securities, LLCPNC Investments06-06-2019
Steven Wayne Naylor IIRaymond James & Associates, Inc.UBS Financial Securities Inc.06-04-2019
Tony Anthony HodgeCalton & Associates, Inc.IFS Securities$1005-29-2019
Matthew R. EllisSunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC05-22-2019
Matthew R. EllisSunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC05-22-2019
Robin Janet TomsRaymond James Financial Services, Inc.Cantella & Co., Inc.$5005-20-2019
Zachary T. AverySunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC05-07-2019
Craig RobsonRegent Peak Wealth AdvisorsMerrill Lynch, Pierce, Fenner & Smith Incorporated$45005-06-2019
Nathan Ross HoytPurshe Kaplan Sterling InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated$105-03-2019
John Francis StojSafebridgeTransamerica Financial Advisors, Inc05-02-2019
Albert Norris Dashiell Jr.Dempsey Lord Smith, LLCCapital Investment Group, Inc.$104-26-2019
Richard Anthony CritelliFifth Third Securities, Inc.Morgan Stanley$1,00004-25-2019
Philip James AmbroseCalton & Associates, Inc.NYLIFE Securities LLC04-22-2019
Jeff SchultzJanney Montgomery Scott LLCRaymond James & Associates, Inc.$20004-18-2019
Larry Glenn BoggsInternational Assets Advisory, LLCFirst Allied Advisory Services, Inc.$10004-08-2019
Thomas D. LewisCetera Investment Services LLCLPL Financial LLC$5004-01-2019

Showing 1 to 18 of 18 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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