Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Richard Lee Bartholomew IIWealthcare Capital Management LLCAdvicePeriod, LLC06-28-2019
William Roy Herrell IIID.A. Davidson & Co.Allen C. Ewing & Co.06-28-2019
Christopher Scott HerrinPruco Securities, LLC.Allstate Financial Services, LLC07-11-2019
Thomas Anthony PughPruco Securities, LLC.Allstate Financial Services, LLC07-11-2019
Joseph Enrico Carbone Jr.Pruco Securities, LLC.Allstate Financial Services, LLC$5007-09-2019
Brandon S EdwardsJ.P. Morgan Securities LLCAllstate Financial Services, LLC06-25-2019
Gregory David CollingwoodFarmers Financial Solutions, LLCAllstate Financial Services, LLC05-29-2019
Jarrod Douglas HowardJ.P. Morgan Securities LLCAmeriprise Financial Services, LLC06-08-2019
Eric Grant SchultzLPL Financial LLCAvantax Investment Services, Inc.06-18-2019
Antan R. WilsonMorgan StanleyAXA Advisors, LLC07-18-2019
Douglas Ryan JacksonAdvisory Services NetworkAXA Advisors, LLC05-16-2019
Frederick Starr Wright IVNovaPoint Capital LLCBrightworth, LLC05-01-2019
Robin Janet TomsRaymond James Financial Services, Inc.Cantella & Co., Inc.$5005-20-2019
Albert Norris Dashiell Jr.Dempsey Lord Smith, LLCCapital Investment Group, Inc.04-26-2019
Bruce Alfred BoutaIfs SecuritiesCetera Advisor Networks LLC$5006-14-2019
Patrick G. HojanMerrill Lynch, Pierce, Fenner & Smith IncorporatedCetera Investment Services LLC$15004-24-2019
David L. RaymonRaymon Capital Advisors, LLCCharles Schwab & Co., Inc.04-25-2019
Amanda Jane JohnsonDAI Securities, LLCCommonwealth Financial Network05-15-2019
John Steven MasinkoCUNA Brokerage Services, Inc.CUSO Financial Services, L.P.$10007-16-2019
Patrick T. CampbellMerrill Lynch, Pierce, Fenner & Smith IncorporatedE*TRADE Securities LLC06-28-2019
Kenneth Geordan HayesSunTrust Investment Services, Inc.E*TRADE Securities LLC05-14-2019
Matt Michael HeardAmeriprise Financial Services, LLCEdward Jones$1007-17-2019
John Paul Martin Jr.Cambridge Investment Research, Inc.Edward Jones$1007-09-2019
Thomas Anthony DavisIfs SecuritiesEdward Jones$1907-05-2019
Tobin Christopher AndersonLPL Financial LLCEdward Jones06-06-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.