Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
James Martin FallonCambridge Investment Research, Inc.Woodbury Financial Services, Inc.$10008-22-2019
Jonathan Douglas TaylorSunTrust Investment Services, Inc.GWFS Equities, Inc.08-20-2019
Kenneth Andre RobinsonJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC08-19-2019
Brian Michael LehnerThe Strategic Financial Alliance, Inc.BFC Planning, Inc.$1108-19-2019
Amy J. ShopeThe Strategic Financial Alliance, Inc.Berthel, Fisher & Company Financial Services, Inc.$5008-19-2019
Michelle Rene PommeranzThe Strategic Financial Alliance, Inc.BFC Planning, Inc.08-19-2019
Bradley GodfreyMML Investors Services, LLCEdward Jones08-16-2019
Mariana Louise BattistaAtlanta Financial Associates, LLCPatton Albertson Miller Group, LLC08-16-2019
Henry Ryan CokerCambridge Investment Research, Inc.Kestra Advisory Services, LLC$15008-13-2019
Steven Todd JohnsonCambridge Investment Research, Inc.Kestra Investment Services, LLC08-13-2019
Anne Christine GlaserSynovus Securities, Inc.Synovus Securities, Inc.08-09-2019
Brian DyndurLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5008-09-2019
Stephen James Coulter Jr.Resilient WealthHamilton Investment Counsel, LLC08-09-2019
Alexandra Taylor YawnJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-08-2019
Christopher Scott StallingsKestra Investment Services, LLCLPL Financial LLC08-06-2019
Daniel Christopher McCalpinRaymond James & Associates, Inc.Cambridge Investment Research, Inc.08-06-2019
Erika Skarlet SpeightSynovus Securities, Inc.Nationwide Investment Services Corporation08-05-2019
James Augustus Bowers IIIBerthel, Fisher & Company Financial Services, Inc.Bay Financial Advisors, Inc.08-05-2019
Patrick Allan ThomasES Advisory GroupLindner Capital Advisors, Inc.08-05-2019
Earl Woodrow MidgetteIfs SecuritiesLPL Financial LLC$5008-02-2019
Matthew Clifford BondJ.P. Morgan Securities LLCE*TRADE Securities LLC08-01-2019
Michael Bernard JamesCambridge Investment Research, Inc.Nationwide Securities, LLC08-01-2019
Timothy Hugo LeimkuehlerCambridge Investment Research, Inc.Nationwide Securities, LLC08-01-2019
Wesley Kinross PondAsset Preservation Advisors IncSunTrust Advisory Services, Inc.07-31-2019
Johnson Curtis JimisonPFS Investments Inc.MSC - BD, LLC$5007-30-2019
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Showing 1 to 25 of 109 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.