Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kenneth R CrowleyRockefeller Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10009-20-2019
Gunn Thongniyom MrRockefeller Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-20-2019
Thomas D Ryan JrRaymond James Financial Services, Inc.SunTrust Advisory Services, Inc.$10009-20-2019
Christopher Michael RayRaymond James Financial Services, Inc.SunTrust Advisory Services, Inc.09-20-2019
Adam Reza CaderSynovus Securities, Inc.Wells Fargo Clearing Services, LLC09-17-2019
Dennis David Brown JrJ.P. Morgan Securities LLCE*TRADE Securities LLC09-17-2019
Graham Thomas RoyPark Avenue Securities LLCEquity Services, Inc.09-17-2019
Joseph Barnes DeloachAllstate Financial Services, LLCWoodmen Financial Services, Inc.09-16-2019
Wesley Andrew PritchettWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC09-13-2019
Kelli A RoganMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$26709-12-2019
Vanessa J StevensMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated09-12-2019
Sergio De La TorreSpotlight Asset GroupJoyn Advisors, Inc.09-12-2019
Harsh B JayaswalMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$5009-12-2019
Daniel P DixMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated09-12-2019
Robert V Agnone IiMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated09-12-2019
JONATHAN Edmund STRIEFSKYMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated09-12-2019
Josiah Stewart ChalmersMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated09-12-2019
Leon D TaylorRaymond James & Associates, Inc.Voya Investments Distributor, LLC09-11-2019
Daniel Edward McSheaCabot Lodge Securities LLCIfs Securities09-10-2019
Cary Christian FosterCetera Advisors LLCCambridge Investment Research, Inc.09-09-2019
Sean Michael MoriartyEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated09-06-2019
Caroline Louis VollertsenRaymond James & Associates, Inc.Joyn Advisors, Inc.09-05-2019
Edward Gary BeckermanInternational Assets Advisory, LLCMML Investors Services, LLC09-04-2019
John Norman BlissCantella & Co., Inc.Ifs Securities09-03-2019
Ashely Paul TurnerHorace Mann Investors, Inc.Country Capital Management Company09-03-2019
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Showing 1 to 25 of 39 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.