Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kenneth Robert CrowleyRockefeller Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10009-20-2019
Gunn ThongniyomRockefeller Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-20-2019
Joseph Polanski Jr.Cetera Advisor Networks LLCSummit Brokerage Services, Inc.$2509-20-2019
Thomas Davis JonesCetera Advisor Networks LLCSummit Brokerage Services, Inc.$1009-20-2019
Eugene Edward OreillyCetera Advisor Networks LLCSummit Brokerage Services, Inc.$5009-20-2019
Kenneth Lee CauwelsCetera Advisor Networks LLCSummit Brokerage Services, Inc.09-20-2019
Richard Connell Ness Jr.Cetera Advisor Networks LLCSummit Brokerage Services, Inc.$1009-20-2019
Stephen Russell StoryCetera Advisor Networks LLCSummit Brokerage Services, Inc.$5009-20-2019
William Randolph NixonCetera Advisor Networks LLCSummit Brokerage Services, Inc.$2509-20-2019
James Whitney StoryCetera Advisor Networks LLCSummit Brokerage Services, Inc.$5009-20-2019
Peter Carswell StarrCetera Advisor Networks LLCSummit Brokerage Services, Inc.$5009-20-2019
David George ReneauCetera Advisor Networks LLCSummit Brokerage Services, Inc.$1009-20-2019
Bruce Robert OlmsteadCetera Advisor Networks LLCSummit Brokerage Services, Inc.$5009-20-2019
Jeremy Daniel RawlinsCetera Advisor Networks LLCSummit Brokerage Services, Inc.09-20-2019
Steven Jay GreenbergCetera Advisor Networks LLCSummit Brokerage Services, Inc.$2509-20-2019
Brenda S DozierCetera Advisor Networks LLCSummit Brokerage Services, Inc.$5009-20-2019
Christopher Michael RayRaymond James Financial Services, Inc.SunTrust Advisory Services, Inc.09-20-2019
Adam Reza CaderSynovus Securities, Inc.First Union Securities, Inc.09-17-2019
Vanessa Jayne StevensMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated09-13-2019
Harsh Bardhan JayaswalMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$5009-13-2019
Leon D TaylorRaymond James & Associates, Inc.Voya Investments Distributor, LLC09-12-2019
John LoefflerBenchmark Investments, Inc.IFS Securities09-10-2019
Russell Lee Goings IIISan Blas Securities LLCIFS Securities$2509-10-2019
Daniel Edward McSheaCabot Lodge Securities LLCIFS Securities09-10-2019
Stephen David TracyCabot Lodge Securities LLCIFS Securities$5009-10-2019
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Showing 1 to 25 of 37 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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