Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Douglas L. VowelsAdvisory Services NetworkMML Investors Services, LLC12-04-2019
Robert Jay MilnesAdvisory Services NetworkDeWitt Capital Management11-13-2019
Charles John KoehnAdvisory Services NetworkSigma Financial Corporation10-25-2019
Joseph Barnes DeloachAllstate Financial Services, LLCWoodmen Financial Services, Inc.09-16-2019
Roger Edwin SulhoffAmeriprise Financial Services, LLCThe Strategic Financial Alliance, Inc.$5010-28-2019
Richard Hampton YoungAmeriprise Financial Services, LLCThe Strategic Financial Alliance, Inc.10-28-2019
John Kienholz SulhoffAmeriprise Financial Services, LLCThe Strategic Financial Alliance, Inc.10-28-2019
Walter Neil StraubeAmeriprise Financial Services, LLCNorthwestern Mutual Investment Services, LLC10-16-2019
Christopher Thomas DoyleBenchmark Investments, Inc.Securities America, Inc.10-04-2019
John LoefflerBenchmark Investments, Inc.Ifs Securities09-10-2019
Russell ClarkeBenedetti, Gucer & AssociatesAmeriprise Financial Services, LLC12-05-2019
Lawrence Michael Donroe-WellsBenedetti, Gucer & AssociatesAmeriprise Financial Services, LLC11-26-2019
John Frederick GrinerBenjamin F. Edwards & Company, Inc.Morgan Stanley$5011-05-2019
John Wesley RosserCabot Lodge Securities LLCIfs Securities11-05-2019
George Richard KleinCabot Lodge Securities LLCIfs Securities10-29-2019
Daniel Edward McSheaCabot Lodge Securities LLCIfs Securities09-10-2019
Stephen David TracyCabot Lodge Securities LLCSB Advisory, LLC$5009-10-2019
Daphne Q. GentileCambridge Investment Research, Inc.Morgan Stanley12-06-2019
Alice Gerjoi-De-Carval MelloCambridge Investment Research, Inc.E*TRADE Securities LLC11-26-2019
Karon GravesCambridge Investment Research, Inc.Cape Securities Inc.11-01-2019
Jeffrey Douglas ThomasCambridge Investment Research, Inc.Triad Advisors LLC$5010-31-2019
James Matthew Moten Jr.Cambridge Investment Research, Inc.PFS Investments Inc.10-28-2019
John David Harper Jr.Cambridge Investment Research, Inc.Kestra Investment Services, LLC10-25-2019
Theodore Richard ArchCambridge Investment Research, Inc.FSC Securities Corporation$2510-04-2019
John Kenneth NettunoCambridge Investment Research, Inc.FSC Securities Corporation10-04-2019
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Showing 1 to 25 of 126 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.