Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
James Howard MiddlesworthCetera Advisor Networks LLCSummit Brokerage Services, Inc.$2509-20-2019
Frances Kaimihau WrightCetera Advisor Networks LLCSummit Brokerage Services, Inc.09-20-2019
Grant Rikio YamaguchiCetera Advisor Networks LLCSummit Brokerage Services, Inc.09-20-2019
James SmithCetera Advisor Networks LLCSummit Brokerage Services, Inc.09-20-2019
Colin Masuyoshi OishiIndependent Financial Group, LLCJ.W. Cole Financial, Inc.08-29-2019
Davin Lee KuboRaymond James & Associates, Inc.Morgan Stanley$1,00007-11-2019
Bobby HoMerrill Lynch, Pierce, Fenner & Smith IncorporatedTD Ameritrade, Inc.06-17-2019
Liane Kimura ChongMML Investors Services, LLCAmeriprise Financial Services, Inc.05-17-2019
Sean SatterfieldWedbush SecuritiesWells Fargo Advisors, LLC04-11-2019
Kyle Katsumi KagimotoLPL Financial LLCRaymond James Financial Services, Inc.$10003-21-2019
Gavin Takeo TaniokaLPL Financial LLCRaymond James Financial Services, Inc.03-21-2019
Michael Y. HatchellLPL Financial LLCCetera Investment Services LLC03-18-2019
David Wesley BownWoodbury Financial Services, Inc.Questar Capital Corporation$2503-01-2019
Noreen Sue Lin ClementWoodbury Financial Services, Inc.Questar Capital Corporation03-01-2019
Ben Jay GieseWoodbury Financial Services, Inc.Questar Capital Corporation03-01-2019
Robert Yungchae ChungEdward JonesCetera Investment Services LLC03-01-2019
Christian Paul BustamanteWoodbury Financial Services, Inc.Questar Capital Corporation03-01-2019
Eddie Devell HolmesWoodbury Financial Services, Inc.Questar Capital Corporation03-01-2019
Kimberly I. WeitzelCUSO Financial Services, L.P.Raymond James Financial Services, Inc.02-19-2019
Todd Spencer IacovelliUBS Financial Services Inc.Morgan Stanley$1,00002-15-2019
Elsa Corpuz Agdinaoay-SegalRoyal Alliance Associates, Inc.MML Investors Services, LLC02-08-2019
Alexis Mikhail Hirahara BuchholzBFG Wealth Management LLCAmeriprise Financial Services, Inc.01-03-2019
Asa Kimo KajihiroResources Investment AdvisorsIndependent Financial Partners12-03-2018
Joseph Michael AppolitoCommonwealth Financial NetworkAmeriprise Financial Services, Inc.$2511-13-2018
Blane Itsuo KagamidaVALIC Financial Advisors, Inc.Pruco Securities, LLC.11-13-2018
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Showing 1 to 25 of 354 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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