Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Michael AveryCetera Investment Services LLCLPL Financial LLC04-18-2017
Aaron Michael AveryLPL Financial LLCAXA Advisors, LLC01-25-2013
Adams Clemente AgtarapMorgan StanleyBancWest Investment Services, Inc.$25003-18-2016
Aileen Joy YoshidaLPL Financial LLCWells Fargo Advisors Financial Network, LLC$10008-30-2018
Alan D. TranCommonwealth Financial NetworkVSR Financial Services, Inc.05-29-2015
Alan Masanobu ChinenPlanMember Securities CorporationSymetra Investment Services, Inc.$10007-01-2011
Alan Masaro LeeCetera Investment Services LLCLPL Financial LLC$50002-27-2018
Alan Shoji KaneshiroLPL Financial LLCVALIC Financial Advisors, Inc.$10008-01-2016
Alan Yoshio KuroiwaAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-30-2014
Albert Pineda BedionesMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$50008-29-2014
Albert SadanagaWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Merrill Lynch, Pierce, Fenner & Smith Incorporated02-08-2013
Albert SadanagaMerrill Lynch, Pierce, Fenner & Smith IncorporatedPark Avenue Securities LLC09-24-2010
Albert SadanagaPark Avenue Securities LLCSignator Investors, Inc.05-11-2010
Alden Che Lum LauPensionmark Securities, LLCGWFS Equities, Inc.09-19-2017
Aleksandar S JakovljevicPark Avenue Securities LLCMorgan Stanley & Co. Incorporated02-23-2009
Alex Ma'Ila ChingPark Avenue Securities LLCForesters Financial Services, Inc.06-29-2018
Alexander James BischoffMerrill Lynch, Pierce, Fenner & Smith IncorporatedTD Ameritrade, Inc.06-11-2018
Alexander James BischoffTD Ameritrade Investment Management, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-02-2017
Alexis Mikhail Hirahara BuchholzBFG Wealth Management LLCAmeriprise Financial Services, Inc.01-03-2019
Alexis Mikhail-Hirahara BuchholzAmeriprise Financial Services, Inc.NYLIFE Securities LLC12-04-2015
Alice Vanni McDermottMercer Global Advisors Inc.FIM GROUP01-25-2019
Alissa Lerner KimuraSignator Investors, Inc.AXA Advisors, LLC09-30-2011
Allen S. KomoriCambridge Investment Research, Inc.Signator Investors, Inc.04-17-2018
Alvin Sadanobu NarimatsuMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$25011-01-2010
Andrea E.L. DeutschMosaic Pacific Investment AdvisorsLee Financial Securities, Inc.02-21-2014
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Showing 1 to 25 of 567 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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