Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

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Recruiting Losses

Firm Total Moves

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Net Gains

Firm Total Moves

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Net Losses

Firm Total Moves

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Andrei PlotnickEdward JonesCetera Investment Services LLC01-02-2020
Andrew D LangEdward JonesCetera Investment Services LLC09-07-2018
Edward Jerome Walawender IiiLPL Financial LLCCetera Investment Services LLC11-20-2017
Jarrett Seiji ImamuraLPL Financial LLCCetera Investment Services LLC10-01-2018
Jason Scott WilliamsRoyal Alliance Associates, Inc.Cetera Investment Services LLC$10006-19-2020
Jeffrey Lunn CalkinsRoyal Alliance Associates, Inc.Cetera Investment Services LLC$807-09-2020
Matthew Joseph WongLPL Financial LLCCetera Investment Services LLC02-09-2018
Michael Y HatchellLPL Financial LLCCetera Investment Services LLC03-18-2019
Rie ShojiAmeriprise Financial Services, LLCCetera Investment Services LLC11-08-2017
Robert Yungchae ChungEdward JonesCetera Investment Services LLC03-01-2019
Ross T KumasakiCUSO Financial Services, L.P.Cetera Investment Services LLC03-23-2020
Seitoku TakahashiRaymond James Financial Services, Inc.Cetera Investment Services LLC11-08-2017
Tracey L S LyumLPL Financial LLCCetera Investment Services LLC$2511-20-2017

Showing 1 to 13 of 13 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.