Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Andrew Teiichi NomuraMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Brett James WigginsMorgan StanleyMorgan Stanley & Co. LLC$10006-01-2009
Catherine Lefferts CookeMorgan StanleyMorgan Stanley & Co. LLC$15006-01-2009
Charleen Akiko Iwamoto-ClarkMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Christina May HomMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Claire Kimie Ibarra MiyasatoMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Dale Laurie Ishida SuezakiMorgan StanleyMorgan Stanley & Co. LLC$5006-01-2009
Daniel H OshitaMorgan StanleyMorgan Stanley & Co. LLC$10006-01-2009
Dean Angelo SpagnoliMorgan StanleyMorgan Stanley & Co. LLC$10006-01-2009
Donn Ryoji AriyoshiMorgan StanleyMorgan Stanley & Co. LLC$5006-01-2009
Douglas Quan Lun YeeMorgan StanleyMorgan Stanley & Co. LLC$10006-01-2009
Gary Franklin KomotoMorgan StanleyMorgan Stanley & Co. LLC$15006-01-2009
Glenn Edwin GoyaMorgan StanleyMorgan Stanley & Co. LLC$5006-01-2009
Gregg Hiroshi TakaraMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Gregory Kahsin ChouMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Gwen Gronau PacarroMorgan StanleyMorgan Stanley & Co. LLC$10006-01-2009
James Makoto MoriyasuMorgan StanleyMorgan Stanley & Co. LLC$5006-01-2009
Janis Cindy AkunaMorgan StanleyMorgan Stanley & Co. LLC$2506-01-2009
Jensen M. KonoMorgan StanleyMorgan Stanley & Co. LLC$5006-01-2009
Jodi Ann Takaezu LamMorgan StanleyMorgan Stanley & Co. LLC$2506-01-2009
Mark W. WatanabeMorgan StanleyMorgan Stanley & Co. LLC$5006-01-2009
Michael Louis StradaMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Michael Marquez LaconsayMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Noel Pacarro BrownMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Peter BackusMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Next Page »

Showing 1 to 25 of 32 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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