Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Allen S KomoriCambridge Investment Research, Inc.Signator Investors, Inc.04-17-2018
Arnold Kei HondaRoyal Alliance Associates, Inc.Signator Investors, Inc.03-17-2017
Chad K TakanishiRoyal Alliance Associates, Inc.Signator Investors, Inc.03-15-2017
Curtis Andrew WhitakerSaxony Securities, Inc.Signator Investors, Inc.01-06-2015
Dennis Tokio HiguchiRoyal Alliance Associates, Inc.Signator Investors, Inc.$5003-15-2017
Derrick Alesandro NiiRoyal Alliance Associates, Inc.Signator Investors, Inc.03-16-2017
Doan P NguyenPark Avenue Securities LLCSignator Investors, Inc.09-24-2010
Gail Mitsuko KawaharadaRoyal Alliance Associates, Inc.Signator Investors, Inc.03-15-2017
Gary Tak ChongRoyal Alliance Associates, Inc.Signator Investors, Inc.03-17-2017
Gordon Eiji KagawaRoyal Alliance Associates, Inc.Signator Investors, Inc.03-09-2017
Gordon Yoshihiro SatoRoyal Alliance Associates, Inc.Signator Investors, Inc.$2303-15-2017
Joan Michiko InouyeRoyal Alliance Associates, Inc.Signator Investors, Inc.03-16-2017
Kevin Akio OkumuraRoyal Alliance Associates, Inc.Signator Investors, Inc.03-15-2017
Mark Satoshi ShirakataRoyal Alliance Associates, Inc.Signator Investors, Inc.$3403-15-2017
Mauricio Jorge Melo SantosCetera Advisor Networks LLCSignator Investors, Inc.$10010-15-2009
Miles Kunio MoriyamaRoyal Alliance Associates, Inc.Signator Investors, Inc.04-27-2017
Miyo Yamamoto LeongCrown Capital Securities, L.P.Signator Investors, Inc.08-01-2018
Nathan Baucho WongRoyal Alliance Associates, Inc.Signator Investors, Inc.03-15-2017
Nicolas LongpreCambridge Investment Research, Inc.Signator Investors, Inc.04-17-2018
Robin David LiuAmeriprise Financial Services, LLCSignator Investors, Inc.03-02-2015
Ryan Kazuo KamemotoRoyal Alliance Associates, Inc.Signator Investors, Inc.03-15-2017
Scott Akiyo NishidaLPL Financial LLCSignator Investors, Inc.06-02-2014

Showing 1 to 22 of 22 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.