Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alan Shoji KaneshiroLPL Financial LLCVALIC Financial Advisors, Inc.$10008-01-2016
Bryce Tadao MiyamotoBankoh Investment Services, Inc.VALIC Financial Advisors, Inc.$50010-02-2015
Jasen Masao IshiharaLPL Financial LLCVALIC Financial Advisors, Inc.12-01-2009
Jeanie SungLPL Financial LLCVALIC Financial Advisors, Inc.06-06-2016
Koreen Waru Sumida BarfieldLPL Financial LLCVALIC Financial Advisors, Inc.$10001-04-2010
Krystal Kathryn EmgeLPL Financial LLCVALIC Financial Advisors, Inc.09-05-2014
Maurice Teahi Mo'OBancWest Investment Services, Inc.VALIC Financial Advisors, Inc.07-07-2010
Michael Alan MossLPL Financial LLCVALIC Financial Advisors, Inc.08-05-2013
Peter HenriquesWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)VALIC Financial Advisors, Inc.$50012-23-2013
Sonnie Onaona KokoSignator Investors, Inc.VALIC Financial Advisors, Inc.$50007-23-2018

Showing 1 to 10 of 10 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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