Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jason Michael JuhlCWM, LLCU.S. Bancorp Investments, Inc.$15008-27-2020
Adam Gordon O HareCambridge Investment Research, Inc.Voya Financial Advisors, Inc.$2508-27-2020
Jason Michael JuhlCWM, LLCU.S. Bancorp Investments, Inc.$1508-27-2020
Matthew Sean KimberleyFort Des Moines Financial Services, Inc.Royal Alliance Associates, Inc.08-24-2020
Louise Dorothy HoltzLPL Financial LLCBerthel, Fisher & Company Financial Services, Inc.08-21-2020
John Benjamin NelsonAmeriprise Financial Services, LLCLPL Financial LLC08-21-2020
John Benjamin NelsonAmeriprise Financial Services, LLCLPL Financial LLC$1508-21-2020
Daniel John McFallCadaret, Grant & Co., Inc.SagePoint Financial, Inc.$508-18-2020
Timothy David HuttoFBL Marketing Services, LLCNYLIFE Securities LLC08-11-2020
Sybil Lee PoageLPL Financial LLCSorrento Pacific Financial, LLC08-10-2020
Sybil Lee PoageLPL Financial LLCSorrento Pacific Financial, LLC08-10-2020
Alek L MurphyWoodbury Financial Services, Inc.Mutual of Omaha Investor Services, Inc.08-10-2020
Terrill Alan ShawSecurities America Advisors, Inc.Voya Financial Advisors, Inc.$2508-04-2020
David Michael SuntkenRieaVisionPoint Advisory Group08-03-2020
Angelina “Angie” Dietz-RobinsonFarm Bureau Financial ServicesTIAA Financial Services$17207-21-2020
Roger Eugune KaputLPL Financial LLCWells Fargo Clearing Services, LLC$5006-15-2020
Norman Kerry RizerFBL Marketing Services, LLCPrimevest Financial Services, Inc.$2506-05-2020
Heather Jean BarnettProspera Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC$5005-22-2020
Tammy Lynn FeldmannCambridge Investment Research, Inc.Voya Financial Advisors, Inc.05-21-2020
Michael Anthony BerryCambridge Investment Research, Inc.Voya Financial Advisors, Inc.$2505-20-2020
Kurt Alan VitenseCambridge Investment Research, Inc.Voya Financial Advisors, Inc.$1905-19-2020
Justin John RyanCambridge Investment Research, Inc.Voya Financial Advisors, Inc.05-14-2020
Lynnette Sue OlsonLPL Financial LLCSecurities America, Inc.05-08-2020
Adam Jeffrey DeanPruco Securities, LLC.Morgan Stanley05-06-2020
Peter HillCambridge Investment Research, Inc.Voya Financial Advisors, Inc.05-05-2020
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.