Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Stephan Michael KerbyRoyal Alliance Associates, Inc.Commonwealth Financial Network02-15-2017
Rodger Michael KarlCambridge Investment Research, Inc.Commonwealth Financial Network01-02-2014
Michael Cary TowCambridge Investment Research, Inc.Commonwealth Financial Network$2510-01-2013
Karen Lisa RothCambridge Investment Research, Inc.Commonwealth Financial Network03-11-2013
Kerri Lynn KimballCambridge Investment Research, Inc.Commonwealth Financial Network03-11-2013
Robert James WickenkampCambridge Investment Research, Inc.Commonwealth Financial Network$1001-03-2012
Daniel James HovlandCambridge Investment Research, Inc.Commonwealth Financial Network01-03-2012
Robert Jason NicotraCambridge Investment Research, Inc.Commonwealth Financial Network$15007-05-2011
Tyler John VandermeerFBL Marketing Services, LLCCountry Capital Management Company07-18-2017
Corey Allen HodgesFBL Marketing Services, LLCCountry Capital Management Company12-02-2016
Lawrence Leroy YoungThrivent Investment Management Inc.Country Capital Management Company06-27-2014
Michael Franklin MerrillCambridge Investment Research, Inc.CRI Securities, LLC11-23-2011
Brian SmithLPL Financial LLCCUNA Brokerage Services$11003-30-2015
Cole Leroy SchmelzerLPL Financial LLCCUNA Brokerage Services, Inc.10-24-2014
Kelly J. GorehamCetera Advisors LLCCUNA Brokerage Services, Inc.12-12-2011
Mark Duane GarrodCUNA Brokerage Services, Inc.CUSO Financial Services, L.P.07-25-2019
Laura Anne BolznerCUNA Brokerage Services, Inc.CUSO Financial Services, L.P.07-16-2018
Constance Deann HallCUNA Brokerage Services, Inc.CUSO Financial Services, L.P.$10007-13-2018
Brenda Ruth BotensCUNA Brokerage Services, Inc.CUSO Financial Services, L.P.07-13-2018
Eric A. FreemanCUNA Brokerage Services, Inc.CUSO Financial Services, L.P.08-04-2017
Scott Leslie JohnsonCambridge Investment Research, Inc.D.H. Hill Securities, LLLP08-01-2017
Michael William MilliganRobert W. Baird & Co. IncorporatedD.M. Kelly & Company03-26-2013
John D. RockPrivate Client Services, LLCDetalus Securities, LLC11-01-2017
Michael Allen MathesonBeyer & Rock Advisory Group, LLCDetalus Securities, LLC10-17-2017
Rickey Earl OelerichHD Vest Investment ServicesDetalus Securities, LLC09-26-2017
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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