Advisers on the Move
Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.Latest moves
| Adviser(s) | Firm joining | Firm leaving | AUM ($M) | Date |
|---|---|---|---|---|
| Mark Aaron Robbins | CUNA Brokerage Services, Inc. | Detalus Securities, LLC | — | 05-10-2016 |
| Jeff C Romans | Ameriprise Financial Services, Inc. | Detalus Securities, LLC | $10 | 02-24-2010 |
| Erin Elizabeth Kinman | Arete Wealth Management, LLC | DeWaay Financial Network, LLC | — | 09-06-2012 |
| Joshua Eric Cross | Arete Wealth Management, LLC | DeWaay Financial Network, LLC | — | 08-24-2012 |
| Christopher Alan Uglum | LPL Financial LLC | DeWaay Financial Network, LLC | $50 | 08-11-2011 |
| John Benjamin Nelson | LPL Financial LLC | DeWaay Financial Network, LLC | — | 08-11-2011 |
| John Jeffrey Else | Securities America, Inc. | Eagle One Investments, LLC | — | 01-04-2013 |
| Richard Peckham Angell | Securities America, Inc. | Eagle One Investments, LLC | — | 12-21-2012 |
| Danny Mark Duhamel | Securities America, Inc. | Eagle One Investments, LLC | — | 12-14-2012 |
| Charles Craig Hepner | Securities America, Inc. | Eagle One Investments, LLC | — | 12-13-2012 |
| Troy Eugene Hall | Securities America, Inc. | Eagle One Investments, LLC | $100 | 12-03-2012 |
| Thomas Clyde Corcoran | Securities America, Inc. | Eagle One Investments, LLC | — | 12-03-2012 |
| Paul Edward Gillham | Securities America, Inc. | Eagle One Investments, LLC | — | 12-03-2012 |
| Matthew Kory Jennings | Securities America, Inc. | Eagle One Investments, LLC | $25 | 11-30-2012 |
| Dean Thomas Lallier | Securities America, Inc. | Eagle One Investments, LLC | — | 11-29-2012 |
| Alan Lee Vandeweerd | Securities America, Inc. | Eagle One Investments, LLC | $50 | 11-28-2012 |
| Michael Charles Hagerty | Securities America, Inc. | Eagle One Investments, LLC | $25 | 11-28-2012 |
| Patrick Stuart Farrell | Securities America, Inc. | Eagle One Investments, LLC | $25 | 11-28-2012 |
| Brent Thomas Krumboltz | Securities America, Inc. | Eagle One Investments, LLC | — | 11-28-2012 |
| Anita Marie Willert | Securities America, Inc. | Eagle One Investments, LLC | — | 11-28-2012 |
| Jay Michael Lauer | Securities America, Inc. | Eagle One Investments, LLC | — | 11-28-2012 |
| Brent Robert Neis | Securities America, Inc. | Eagle One Investments, LLC | — | 11-28-2012 |
| Robin Lee Walter | Investment Planners, Inc. | Eagle One Investments, LLC | — | 11-23-2011 |
| Taylor Wilson | Greenstone Wealth Management | Edward Jones | — | 10-21-2019 |
| Zachary William Payne | Cambridge Investment Research, Inc. | Edward Jones | — | 10-11-2019 |
Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.
