Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Scott James SnyderAcadia Legacy GroupFoster Group, Inc.12-05-2017
Stacie Lynn BrassAccel Wealth Management LLCAccel Wealth Management01-16-2017
Scott Alan DurscherAccel Wealth Management LLCAccel Wealth Management01-16-2017
Michael Richard DolphinAllstate Financial Services, LLCBroker Dealer Financial Services Corp.07-25-2017
Adam Rietz MangoldAllstate Financial Services, LLCNorthwestern Mutual Investment Services, LLC09-21-2015
Richard Francis PachaAllstate Financial Services, LLCNorthwestern Mutual Investment Services, LLC$1009-23-2013
Todd Andrew BartusekAllstate Financial Services, LLCFBL Marketing Services, LLC01-05-2012
Thomas Edward StrickerAmeriprise Financial Services, Inc.LPL Financial LLC06-04-2019
Jeffrey Benton Kimball IIAmeriprise Financial Services, Inc.MML Investors Services, LLC03-01-2019
Douglas Brian MarxAmeriprise Financial Services, Inc.Western Equity Group, Inc.$1002-01-2019
Amanda Michele GibbAmeriprise Financial Services, Inc.RBC Capital Markets, LLC11-20-2018
John PavelkaAmeriprise Financial Services, Inc.Wells Fargo Advisors$12509-14-2018
John Richard PavelkaAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$10009-14-2018
James Simon NiemantsAmeriprise Financial Services, Inc.Hilltop Securities Independent Network Inc.$8107-09-2018
Marshall Earl JohnsonAmeriprise Financial Services, Inc.Investment Professionals, Inc.$2506-22-2018
Garrett Reiman MillerAmeriprise Financial Services, Inc.CCO Capital, LLC06-05-2018
Steven Matthew JonesAmeriprise Financial Services, Inc.Broker Dealer Financial Services Corp.$1005-23-2018
Ryan Matthew GilbertAmeriprise Financial Services, Inc.Waddell & Reed03-08-2018
Rae Irene DuganAmeriprise Financial Services, Inc.LPL Financial LLC02-06-2018
Colette Marie GunhusAmeriprise Financial Services, Inc.TIAA-CREF Individual & Institutional Services, LLC$2507-10-2017
Phillip JohnsonAmeriprise Financial Services, Inc.Woodbury Financial Services$7801-30-2017
Todd Alan JohnsonAmeriprise Financial Services, Inc.Woodbury Financial Services, Inc.$8201-30-2017
Phillip John JohnsonAmeriprise Financial Services, Inc.Woodbury Financial Services, Inc.$5001-30-2017
Norman G. Wright Jr.Ameriprise Financial Services, Inc.The O.N. Equity Sales Company$2511-08-2016
Warren Gene AndersonAmeriprise Financial Services, Inc.Edward Jones$5008-05-2016
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Showing 1 to 25 of 1,229 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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