Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Todd Henry Van Bruggen1st Global Capital Corp.Honkamp Krueger Financial Services Inc04-18-2013
Dennis Daniel DuffyAbundance Financial Coaching, LLCWisdom Financial Services, L.L.C.02-25-2015
Scott James SnyderAcadia Legacy GroupFoster Group, Inc.12-05-2017
Mitchell Lee CookAccel Wealth Management LLCThe O.N. Equity Sales Company12-02-2019
Stacie Lynn BrassAccel Wealth Management LLCAccel Wealth Management$10001-16-2017
Scott Alan DurscherAccel Wealth Management LLCAccel Wealth Management$10001-16-2017
Joshua A. StephensAegis Wealth Management, Inc.LifeMark Securities Corp.01-14-2020
Gordon Spencer CampbellAegis Wealth Management, Inc.LifeMark Securities Corp.11-22-2019
Derek Jay ColtonAegis Wealth Management, Inc.Jack Keeter & Associates, Inc.11-13-2019
Michael Richard DolphinAllstate Financial Services, LLCBroker Dealer Financial Services Corp.07-25-2017
Adam Rietz MangoldAllstate Financial Services, LLCNorthwestern Mutual Investment Services, LLC09-21-2015
Michael Thad CorbinAllstate Financial Services, LLCPrincipal Securities, Inc.01-02-2014
Richard Francis PachaAllstate Financial Services, LLCNorthwestern Mutual Investment Services, LLC09-23-2013
Todd Andrew BartusekAllstate Financial Services, LLCFBL Marketing Services, LLC01-05-2012
Bryce Timothy ShelmanAmeriprise Financial Services, LLCCambridge Investment Research, Inc.12-20-2019
Kevin Michael LinnAmeriprise Financial Services, LLCPrincipal Securities, Inc.11-01-2019
Thomas Edward StrickerAmeriprise Financial Services, LLCLPL Financial LLC06-04-2019
Jeffrey Benton Kimball IIAmeriprise Financial Services, LLCMML Investors Services, LLC03-01-2019
Douglas Brian MarxAmeriprise Financial Services, LLCWestern Equity Group, Inc.$1002-01-2019
Amanda Michele GibbAmeriprise Financial Services, LLCRBC Capital Markets, LLC11-20-2018
John Richard PavelkaAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC09-14-2018
James Simon NiemantsAmeriprise Financial Services, LLCHilltop Securities Independent Network Inc.$8107-09-2018
Garrett Reiman MillerAmeriprise Financial Services, LLCCCO Capital, LLC06-05-2018
Steven Matthew JonesAmeriprise Financial Services, LLCBroker Dealer Financial Services Corp.05-23-2018
Ryan Matthew GilbertAmeriprise Financial Services, LLCWaddell & Reed03-08-2018
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.