Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Patrick Eugene MarksBrokers International Financial Services, LLC.Transamerica Financial Advisors, Inc$2501-09-2009
Kris Jon WestergaardHilltop Securities Independent Network Inc.Wells Fargo Clearing Services, LLC$2501-22-2009
James Lee McnaughtonHilltop Securities Independent Network Inc.Wells Fargo Clearing Services, LLC01-22-2009
Jesse Alan FitzRiverside Capital Management, L.L.C.Ameriprise Financial Services, LLC01-22-2009
David Alvin BeatyGWN Securities Inc.The O.N. Equity Sales Company$2502-09-2009
Michael Wood SchooleySecurian Financial Services, Inc.Waddell & Reed02-18-2009
Nathan Wakefield FisherRaymond James Financial Services, Inc.Edward Jones$5002-19-2009
Shawn Michael AganLPL Financial LLCGunnAllen Financial, Inc$10002-25-2009
Andrew John HensenRBC Capital Markets, LLCCitigroup Global Markets Inc.$15003-06-2009
Daniel ShurleyFBL Marketing Services, LLCFSC Securities Corporation03-23-2009
Bryan Richard SampsonRobert W. Baird & Co. IncorporatedCitigroup Global Markets Inc.03-27-2009
Joseph Gerard VerdiRobert W. Baird & Co. IncorporatedMorgan Stanley & Co. LLC$10004-03-2009
Michael John ChencharRBC Capital Markets, LLCCitigroup Global Markets Inc.$6804-09-2009
Travis Scott HeimgartnerMutual of Omaha Investor Services, Inc.Pruco Securities, LLC.04-17-2009
Bruce Lynn TaylorRaymond James & Associates, Inc.UBS Financial Services Inc.$2504-30-2009
Oliver Ivory JrCutter & Company, Inc.Citigroup Global Markets Inc.05-01-2009
Kerry Dale ToporowskiAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-22-2009
Lee M LenschAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10005-22-2009
Elizabeth Mcsorley WebbRBC Capital Markets, LLCUBS Financial Services Inc.$5005-27-2009
Gregory James McGinnInvestment Planners, Inc.RBC Capital Markets, LLC06-02-2009
Bradley G BrownPrincipal Securities, Inc.UBS Financial Services Inc.06-12-2009
Keith Michael GenglerVoya Financial Advisors, Inc.FSB Premier Wealth Management, Inc.06-15-2009
Mathew David DriscollPrincipal Securities, Inc.LPL Financial LLC$10006-16-2009
Christopher Jon ImmekerCetera Advisor Networks LLCMoney Concepts Capital Corp$15006-18-2009
Joel McKeeverFBL Marketing Services, LLCVoya Financial Advisors, Inc.07-25-2009
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Showing 1 to 25 of 1,003 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.