Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Tennyson Calvin ShifleyCambridge Investment Research, Inc.Cincinnati Analysts, Inc.$1001-02-2009
Michael Arthur Thomas Jr.Cambridge Investment Research, Inc.Cetera Advisor Networks LLC$1001-02-2009
Richard Lawrence RowlandCUNA Brokerage Services, Inc.Ameriprise Financial Services, Inc.01-21-2009
Kris Jon WestergaardHilltop Securities Independent Network Inc.Wells Fargo Clearing Services, LLC01-22-2009
James Lee McNaughtonHilltop Securities Independent Network Inc.Wells Fargo Clearing Services, LLC01-22-2009
Jesse Alan FitzRiverside Capital Management, L.L.C.Ameriprise Financial Services, Inc.01-22-2009
Steven Lee PowellHilltop Securities Independent Network Inc.Hilltop Securities Inc.01-22-2009
Henry Bigornia NigosCambridge Investment Research, Inc.Edward Jones$2502-06-2009
Jeffrey John SieversNorthwestern Mutual Investment Services, LLCCambridge Investment Research, Inc.02-13-2009
Shawn Michael AganLPL Financial LLCGunnAllen Financial, Inc02-25-2009
Randal James GabaldonBerthel, Fisher & Company Financial Services, Inc.National Planning Corporation03-04-2009
Bryan Richard SampsonRobert W. Baird & Co. IncorporatedCitigroup Global Markets Inc.03-27-2009
Joseph Gerard VerdiRobert W. Baird & Co. IncorporatedMorgan Stanley & Co. LLC04-03-2009
Maryanne Pauline RobisonBrokers International Financial Services, LLC.World Group Securities, Inc.04-06-2009
Michael John ChencharRBC Capital Markets, LLCCitigroup Global Markets Inc.$5004-09-2009
David Robert NicholsonCambridge Investment Research, Inc.Tower Square Securities, Inc.$10004-16-2009
Kenneth Jacob LydeckerCambridge Investment Research, Inc.Tower Square Securities, Inc.$5004-16-2009
Brian R. ThomasCambridge Investment Research, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-17-2009
Lannis Harold GreeneCambridge Investment Research, Inc.MML Investors Services, LLC04-20-2009
Conrad Lowell Slate Sr.Cambridge Investment Research, Inc.MML Investors Services, LLC04-24-2009
Nevin Patrick CavanaughRBC Capital Markets, LLCUBS Financial Services Inc.$5004-30-2009
Thomas Marshall ChambersRaymond James & Associates, Inc.UBS Financial Services Inc.$2505-01-2009
Oliver Ivory Jr.Cutter & Company, Inc.Citigroup Global Markets Inc.05-01-2009
Kerry Dale Toporowski, Lee M. LenschAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-22-2009
Elizabeth Mcsorley WebbRBC Capital Markets, LLCUBS Financial Services Inc.05-27-2009
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Showing 1 to 25 of 1,233 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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