Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Christopher MobergTIAA-CREF Individual & Institutional Services, LLCINVEST Financial Corporation08-30-2016
Aaron Douglas HardCharles Schwab & Co., Inc.TIAA-CREF Individual & Institutional Services, LLC06-25-2020
Aaron Joseph PetersonBrokers International Financial Services, LLC.VSR Financial Services, Inc.07-12-2016
Aaron Robert GretemanAvantax Investment Services, Inc.ProEquities, Inc.09-30-2020
Aaron Scott CastleMorgan StanleyFirst Trust Portfolios L.P.06-25-2014
Adam Charles BormannPaladin Wealth PartnersHJN Advisors, LLP06-05-2017
Adam Dean SteenblockWoodbury Financial Services, Inc.SII Investments, Inc.11-22-2017
Adam HaluskaWells Fargo Clearing Services, LLCEdward Jones08-01-2016
Adam J DeanRobert W. Baird & Co. IncorporatedPruco Securities, LLC.07-27-2020
Adam John ReutzelTIAA-CREF Individual & Institutional Services, LLCEdward Jones10-29-2014
Adam Joseph FolkertsMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC02-19-2015
Adam Michael LaffeyPackerland Brokerage Services, Inc.Edward Jones04-11-2016
Adam Rietz MangoldAllstate Financial Services, LLCNorthwestern Mutual Investment Services, LLC09-21-2015
Adam Stone ClaypoolM&A Securities Group, Inc.DeWaay Financial Network, LLC02-19-2013
Advantage Financial GroupLPL Financial LLCNational Planning Corporation$2,00008-02-2012
Alan Edgar BowlesHilltop Securities Independent Network Inc.Wells Fargo Clearing Services, LLC11-11-2009
Alek L MurphyWoodbury Financial Services, Inc.Mutual of Omaha Investor Services, Inc.08-10-2020
Alicia J RauschCambridge Investment Research, Inc.Voya Financial Advisors, Inc.05-29-2020
Allan Keith WalzLPL Financial LLCU.S. Bancorp Investments, Inc.$1002-06-2012
Amanda L OllendickVoya Financial Advisors, Inc.Transamerica Investors Securities Corporation09-30-2013
Amanda M BoyerLPL Financial LLCWells Fargo Clearing Services, LLC02-20-2014
Amber Marie TerryEdward JonesMorgan Stanley$5003-14-2014
Amy Jean LeeWells Fargo Clearing Services, LLCNorthwestern Mutual Investment Services, LLC12-10-2013
Amy Lynn WrightLPL Financial LLCAvantax Investment Services, Inc.09-11-2019
Amy Marie TownsendWells Fargo Clearing Services, LLCBirchtree Financial Services LLC03-12-2012
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Showing 1 to 25 of 1,003 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.