Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
David Michael BemisCambridge Investment Research, Inc.Broker Dealer Financial Services Corp.$1010-20-2018
David Michael BeneventoEdward JonesSara-Bay Financial Corp.09-07-2018
David Michael BonduraBancWest Investment Services, Inc.FBL Marketing Services, LLC05-15-2017
David Michael NelsonCambridge Investment Research, Inc.LPL Financial LLC$5003-01-2011
David Michael WarrickBrokers International Financial Services, LLC.Questar Capital Corporation02-04-2013
David Oster BushardPrincipal Securities, Inc.Askar Corp.12-21-2010
David R. AndrewLPL Financial LLCMML Investors Services, LLC09-20-2013
David Robert MannikkoCambridge Investment Research, Inc.MetLife Securities Inc.08-29-2014
David Robert NicholsonCambridge Investment Research, Inc.Tower Square Securities, Inc.$10004-16-2009
David Scott DuncanCambridge Investment Research, Inc.Walnut Street Securities, Inc.$15009-01-2011
David Scott NicholsFSC Securities CorporationMML Investors Services, LLC$5002-02-2012
David Wayne VerhillePrivate Advisor Group, LLCSunset Financial Services, Inc.03-04-2013
David William MorganStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.10-16-2009
Dawn Kathleen EvolaCambridge Investment Research, Inc.Michigan Financial Advisors Corporation$5001-20-2014
Dean KhatibLPL Financial LLCWells Fargo Clearing Services, LLC10-07-2015
Dean Paul FarnhamCambridge Investment Research, Inc.Broker Dealer Financial Services Corp.10-20-2018
Dean Paul ScheerVoya Financial Advisors, Inc.Voya Financial Partners, LLC12-17-2010
Dean Thomas LallierSecurities America, Inc.Eagle One Investments, LLC11-29-2012
Deana Kay HowardBrokers International Financial Services, LLC.PlanMember Securities Corporation08-25-2014
Deborah Jo DavisEdward JonesFirst National Capital Markets08-09-2013
Debra Irene AlbertoWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
Debra Jean MinklerPaladin Wealth PartnersHJN Advisors, LLP11-15-2016
Denise Lynnette StormSagePoint Financial, Inc.Securities America, Inc.08-23-2011
Dennis Carroll BorrettMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Dennis Gary DashnerStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.10-16-2009
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Showing 251 to 275 of 1,224 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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