Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Dennis John BeaulieuCUNA Brokerage Services, Inc.Cetera Advisor Networks LLC05-03-2019
Dennis Joseph CestraCambridge Investment Research, Inc.Mutual Service Corporation08-24-2009
Dennis Lee MarkwayIron Horse Wealth Management, LLCINVEST Financial Corporation08-13-2012
Dennis P. DonnellyBancWest Investment Services, Inc.Robert W. Baird & Co. Incorporated08-19-2016
Dennis Robert KreuscherLiberty Partners Financial Services, LLCAllied Beacon Partners, Inc.$1006-19-2013
Derek Thomas TharpConscious CapitalRobert W. Baird & Co. Incorporated05-23-2016
Derrick Dale YoungWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
Diana Lynne FarrRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Diane Elizabeth PetittaVoya Financial Advisors, Inc.Voya Financial Partners, LLC12-10-2010
Diane Lynn AlexanderCambridge Investment Research, Inc.1st Global Capital Corp.$1006-17-2013
Dirk Matthew DixonLPL Financial LLCAmeritas Investment Corp.09-04-2012
Don Frederick EvesVoya Financial Advisors, Inc.Voya Financial Partners, LLC12-20-2010
Don Gordon Kensinger Jr.BCG Securities, Inc.LPL Financial LLC$5009-30-2013
Donald Craig McFarlandStifel, Nicolaus & Company, IncorporatedWells Fargo Investments, LLC05-05-2010
Donald Lee StarkStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.08-14-2009
Donald Leonard HartmannCambridge Investment Research, Inc.Securities America, Inc.$5011-20-2015
Donald Truman WolcottAusdal Financial Partners, Inc.Berthel, Fisher & Company Financial Services, Inc.$2506-21-2013
Donna Marie StantonHD Vest Investment ServicesCentury Securities Associates, Inc.$10011-10-2017
Donna Sue Littrel BarnardSecurities America, Inc.Voya Financial Advisors, Inc.07-25-2017
Dorothy M. T. WelschPrincipal Securities, Inc.ProEquities, Inc.05-10-2016
Douglas Blake StocklanCUNA Brokerage Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10002-05-2014
Douglas Brian MarxAmeriprise Financial Services, Inc.Western Equity Group, Inc.$1002-01-2019
Douglas Dean FullerRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Douglas Edward BeasleyFBL Marketing Services, LLCNorthwestern Mutual Investment Services, LLC11-29-2012
Douglas Eugene AllenCambridge Investment Research, Inc.Investment Centers of America, Inc.09-27-2017
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Showing 276 to 300 of 1,224 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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