Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Frederic James BurkeCrown Capital Securities, L.P.The O.N. Equity Sales Company01-05-2017
Frederick Joseph PalenPalen Financial LLCLPL Financial LLC02-16-2010
Gabe A RohwedderSecurian Financial Services, Inc.Principal Securities, Inc.08-28-2012
Gail Marie Bivens-RoseRobert W. Baird & Co. IncorporatedMorgan Stanley$5011-19-2010
Gal Eliezer PerlmutterBFC Planning, Inc.Morgan Stanley$2507-24-2017
Garret LockeCUNA Brokerage Services, Inc.Thrivent Investment Management Inc.05-29-2019
Garrett Reiman MillerAmeriprise Financial Services, LLCCCO Capital, LLC06-05-2018
Gary Alan HewittMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$5007-27-2012
Gary Duane SchaudtSagePoint Financial, Inc.Cetera Investment Services LLC$10011-25-2014
Gary Lee RudenClient One Securities LLCLaSalle St Securities, L.L.C.01-05-2016
Gary Lee WinterhofLPL Financial LLCCetera Advisor Networks LLC$2512-18-2009
Gary Robert YoungON Investment Management CoFinancial Design Services Inc$4501-03-2018
Gerald Francis BoesenRaymond James & Associates, Inc.RBC Capital Markets, LLC$4509-15-2017
Gerald Kent AskRaymond James Financial Services, Inc.Principal Securities, Inc.03-14-2011
Glen Cameron HenryCambridge Investment Research, Inc.American Financial Management Ltd04-03-2017
Glenna Lee TrosperEdward JonesFBL Marketing Services, LLC04-11-2011
Gordon Spencer CampbellAegis Wealth Management, Inc.LifeMark Securities Corp.11-22-2019
Graham William JepsenSummit Brokerage Services, Inc.Voya Financial Advisors, Inc.06-25-2018
Grant Richard FischerWells Fargo Clearing Services, LLCEdward Jones$5005-03-2013
Grant William De VriesInfinex Investments, Inc.Broker Dealer Financial Services Corp.10-11-2018
Greg Allan McLaughlinCambridge Investment Research, Inc.Voya Financial Advisors, Inc.$10005-19-2020
Gregg Allen HorsmanLPL Financial LLCH. Beck, Inc.06-14-2019
Gregg John BoschEquitable Advisors, LLCVoya Financial Advisors, Inc.$11901-04-2011
Gregory David TimmermanThrivent Investment Management Inc.TD Ameritrade, Inc.$15010-01-2019
Gregory James McGinnInvestment Planners, Inc.RBC Capital Markets, LLC06-02-2009
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.