Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Douglas Ford Kennedy IICambridge Investment Research, Inc.Securities America, Inc.$1006-27-2011
Douglas John TurnerCambridge Investment Research, Inc.Janney Montgomery Scott LLC$5007-11-2011
Douglas Kent ZimaCambridge Investment Research, Inc.Securities America, Inc.01-02-2019
Douglas Robert SchulteRoyal Alliance Associates, Inc.Signator Investors, Inc.$10011-02-2018
Douglas Wayne WierCambridge Investment Research, Inc.Plan2Thrive Financial Services$2510-01-2015
Duane Arthur SturmSouthwestern Investment Advisory Services, Inc.Raymond James Financial Services Advisors, Inc02-22-2017
Dustin AbelsSecurities America, Inc.SII Investments, Inc.10-19-2017
Dwight Donald HakalaMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Earnest Alexander Pinder IIIVoya Financial Advisors, Inc.Voya Financial Partners, LLC12-17-2010
Eduardo Rafael IniguezBrokers International Financial Services, LLC.J.P. Turner & Company, L.L.C.10-11-2013
Edward Augustin OrgeronBerthel, Fisher & Company Financial Services, Inc.Kovack Securities Inc.$10009-22-2017
Edward Benedict WrightCambridge Investment Research, Inc.Broker Dealer Financial Services Corp.$2510-20-2018
Edward Duane LuebeLaSalle St. Securities, LLCHeartland Investment Associates, Inc.$2505-14-2015
Edward Earl YoungWoodbury Financial Services, Inc.Securities America, Inc.$5104-13-2017
Edward Eric GrondahlCUNA Brokerage Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-18-2012
Edward James DoughertyBerthel, Fisher & Company Financial Services, Inc.Voya Financial Advisors, Inc.12-18-2015
Eileen Marie EmersonVoya Financial Advisors, Inc.Voya Financial Partners, LLC12-17-2010
Elizabeth Anne GlaserIowa Wealth Management, LLCLPL Financial LLC08-27-2018
Elizabeth Mcsorley WebbRBC Capital Markets, LLCUBS Financial Services Inc.05-27-2009
Enrique Jose AlvarezCambridge Investment Research, Inc.The O.N. Equity Sales Company$5003-25-2011
Eric A. FreemanCUNA Brokerage Services, Inc.CUSO Financial Services, L.P.08-04-2017
Eric A. McCullyCambridge Investment Research, Inc.MetLife Securities Inc.05-04-2015
Eric Allen MoteArnold and Mote Wealth ManagementMote Wealth Management, LLC08-23-2018
Eric Charles BellBrokers International Financial Services, LLC.Park Avenue Securities LLC11-19-2018
Eric Edward HowardPrincipal Securities, Inc.MWA Financial Services Inc.06-19-2018
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Showing 301 to 325 of 1,224 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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