Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Eric John PetersonNations Financial Group, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2501-10-2011
Eric Lee FritzBerthel, Fisher & Company Financial Services, Inc.Broker Dealer Financial Services Corp.12-18-2015
Eric Matthew AmbergPrudential Customer Solutions LLCGlobal Portfolio Strategies, Inc.05-31-2019
Eric Michael DawsonRoyal Alliance Associates, Inc.Signator Investors, Inc.$2511-02-2018
Eric Michael DietzenbachPrincipal Securities, Inc.Royal Alliance Associates, Inc.03-18-2019
Eric Michael KaestnerRoyal Alliance Associates, Inc.Signator Investors, Inc.$10011-02-2018
Erik M. PottsCambridge Investment Research, Inc.New England Securities$5008-27-2014
Erin Elizabeth KinmanArete Wealth Management, LLCDeWaay Financial Network, LLC09-06-2012
Erin Gay WillisCambridge Investment Research, Inc.LPL Financial LLC11-05-2013
Erin J. TomlinsonCambridge Investment Research, Inc.Raymond James Financial Services, Inc.$1003-18-2011
Erin M FreundPrincipal Securities, Inc.Wells Fargo Clearing Services, LLC08-30-2016
Erin Mary WordenRoyal Alliance Associates, Inc.Signator Investors, Inc.$1811-02-2018
Ethan Drew JacobsonLPL Financial LLCJ.P. Morgan Securities LLC08-25-2015
Ethan Scott Van HollandMutual of Omaha Investor Services, Inc.HD Vest Investment Services05-13-2019
Eugene Louis KruegerCambridge Investment Research, Inc.LPL Financial LLC$2503-01-2011
Evan J. WerckenthienCambridge Investment Research, Inc.National Planning Corporation01-02-2015
Evan Peter WelchCambridge Investment Research, Inc.Ameriprise Financial Services, Inc.$5001-03-2011
Felicia Frances WeeksFBL Marketing Services, LLCWells Fargo Clearing Services, LLC11-24-2015
Francis Kakra SamCUNA Brokerage Services, Inc.Morgan Stanley07-19-2019
Frank Anthony ConteCambridge Investment Research, Inc.Mutual Service Corporation08-07-2009
Frank Anthony FasanoMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Frank Brewer CummingsCambridge Investment Research, Inc.Securities America, Inc.08-01-2011
Fred Roy SweersUnited Planners' Financial Services of America A Limited PartnerLPL Financial LLC04-29-2011
Frederic James BurkeCrown Capital Securities, L.P.The O.N. Equity Sales Company01-05-2017
Frederick James FifieldMorgan StanleyCitigroup Global Markets Inc.06-01-2009
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Showing 326 to 350 of 1,224 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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