Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Frederick Joseph PalenPalen Financial LLCLPL Financial LLC02-16-2010
Gabe A. RohwedderSecurian Financial Services, Inc.Principal Securities, Inc.08-28-2012
Gabe Joseph BowersRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Gabriel Johanan SmithCambridge Investment Research, Inc.Edward Jones$2505-14-2010
Gal Eliezer PerlmutterBFC Planning, Inc.Morgan Stanley07-24-2017
Garret LockeCUNA Brokerage Services, Inc.Thrivent Investment Management Inc.05-29-2019
Garrett Reiman MillerAmeriprise Financial Services, Inc.CCO Capital, LLC06-05-2018
Gary Duane SchaudtSagePoint Financial, Inc.Cetera Investment Services LLC11-25-2014
Gary Lee GodfreyBasepoint Wealth, LLCAmeriprise Financial Services, Inc.10-10-2017
Gary William BoytCambridge Investment Research, Inc.LPL Financial LLC$1007-20-2010
Geoffrey Ford KennedyCambridge Investment Research, Inc.Securities America, Inc.06-27-2011
Gerald Arnold BischoffVoya Financial Advisors, Inc.Voya Financial Partners, LLC12-17-2010
Gerald Francis BoesenRaymond James & Associates, Inc.RBC Capital Markets, LLC$4509-15-2017
Gerald Kent AskRaymond James Financial Services, Inc.Principal Securities, Inc.$15003-14-2011
Gerald Lee RepaszAusdal Financial Partners, Inc.Berthel, Fisher & Company Financial Services, Inc.$5006-24-2013
Glen Cameron HenryCambridge Investment Research, Inc.American Financial Securities, Inc.$15004-03-2017
Gloria VonderheideCambridge Investment Research, Inc.Mutual Service Corporation08-20-2009
Gordon Harcourt PorterCambridge Investment Research, Inc.Securities America, Inc.$5009-01-2011
Graham JepsenCetera Advisor Networks LLCSummit Brokerage Services, Inc.09-20-2019
Graham JepsenSummit Brokerage Services, Inc.Voya Financial Advisors, Inc.06-25-2018
Grant Alexander HeddingerRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Grant Richard FischerWells Fargo Clearing Services, LLCEdward Jones05-03-2013
Greg James SansumCambridge Investment Research, Inc.Voya Financial Advisors, Inc.$1011-01-2013
Gregg Allen HorsmanLPL Financial LLCH. Beck, Inc.$1006-14-2019
Gregg John BoschAXA Advisors, LLCVoya Financial Advisors, Inc.$10001-04-2011
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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