Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Anthony Jerome KepplerNBC Securities, Inc.JHS Capital Advisors, LLC$2907-23-2015
Anthony Joseph GaiffeBrokers International Financial Services, LLC.Ameritas Investment Company, LLC03-11-2019
Anthony Thomas ReynoldsCoreTegic Capital, LLCPrivate Advisor Group, LLC01-09-2018
Arcon Armada ConcepcionCetera Investment Services LLCBroker Dealer Financial Services Corp.06-29-2017
Arnold Steven RippergerD.M. Kelly & CompanyD.A. Davidson & Co.$15010-09-2009
Arthur Lawrence DinkinBrokers International Financial Services, LLC.Investment Advisors Corp$2508-24-2017
Arthur Young CooperCambridge Investment Research, Inc.Securities America, Inc.$10003-27-2020
Aubrey KemerlingEdward JonesPrincipal Securities, Inc.12-19-2019
Austen John FialaTIAA-CREF Individual & Institutional Services, LLCWells Fargo Clearing Services, LLC04-20-2015
Austin J DeutschPrincipal Securities, Inc.Cambridge Investment Research, Inc.02-02-2018
Austin L FenderNorthwestern Mutual Investment Services, LLCEdward Jones04-21-2020
Barbara Ellen BennettCentral States Capital Markets, LLCCambridge Investment Research, Inc.04-18-2019
Barbara June HenningsCambridge Investment Research Advisors, Inc.Stonefield Investment Advisory, Inc.$10010-05-2010
Barry Luther BuchholzPrivate Client Services, LLCCambridge Investment Research, Inc.$1,00004-25-2018
Barry Lynn Steim JrAmeritas Investment Company, LLCSecurities America, Inc.03-10-2010
Belen KrabbeProsperity Capital AdvisorsRegulus Advisors, LLC$5001-04-2019
Benjamin Allen HeckartRIA Advisory Group, LLCCambridge Investment Research, Inc.02-10-2010
Benjamin Harris BrownCetera Advisor Networks LLCBroker Dealer Financial Services Corp.07-15-2014
Benjamin John BruinsLincoln Financial Securities CorporationSignator Investors, Inc.02-01-2010
Benjamin Kevin PearsonEdward JonesUBS Financial Services Inc.10-21-2013
Benjamin L MorrowArete Wealth Management, LLCCommerce Wealth Advisers, LLC$50009-06-2012
Benjamin VanengelenhovenMoney Concepts Capital CorpMML Investors Services, LLC02-19-2015
Bennett Knapp ElyCalton & Associates, Inc.VSR Financial Services, Inc.08-02-2016
Blake Alan ArchiboldNorthwestern Mutual Investment Services, LLCVoya Financial Advisors, Inc.08-14-2014
Blake Allen SmithSigma Financial CorporationVSR Financial Services, Inc.01-04-2017
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.