Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Andrew Steven MeyersLPL Financial LLCNYLIFE Securities LLC08-25-2014
Angela Renae MillerNations Financial Group, Inc.Wintrust Investments LLC10-11-2016
Angie D TrandaiBrokers International Financial Services, LLC.Charter Advisory Corporation03-08-2013
Anita Marie WillertSecurities America, Inc.Eagle One Investments, LLC11-28-2012
Ann Augusta MerkleyPark Avenue Securities LLCPrincipal Securities, Inc.09-14-2009
Ann Kay SlechtaLPL Financial LLCPrincipal Securities, Inc.08-29-2019
Ann Kay SlechtaPrincipal Securities, Inc.Money Concepts Capital Corp08-09-2011
Ann Louise HudsonPrincipal Securities, Inc.Brokers International Financial Services, LLC.10-08-2013
Anne Nevotti SpinksCambridge Investment Research, Inc.Mutual Service Corporation08-20-2009
Anthony Heinz LuneckasCambridge Investment Research, Inc.Voya Financial Advisors, Inc.11-18-2011
Anthony Jerome KepplerNBC Securities, Inc.JHS Capital Advisors, LLC$2507-23-2015
Anthony Joseph GaiffeBrokers International Financial Services, LLC.Ameritas Investment Corp.03-11-2019
Anthony Matthew ConteCambridge Investment Research, Inc.Mutual Service Corporation08-07-2009
Anthony Michael KonselRaymond James Financial Services, Inc.Cetera Investment Services LLC06-14-2017
Anthony Thomas ReynoldsCoreTegic CapitalPrivate Advisor Group, LLC01-09-2018
Anthony William AlbertinoCambridge Investment Research, Inc.Securities America, Inc.08-17-2011
Arcon Armada ConcepcionCetera Investment Services LLCBroker Dealer Financial Services Corp.06-29-2017
Ariel Monsivais Jr.CUNA Brokerage Services, Inc.LPL Financial LLC05-12-2014
Arnold S. MagidCambridge Investment Research, Inc.GunnAllen Financial, Inc$2504-08-2010
Arron CramerRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Arthur Lawrence DinkinBrokers International Financial Services, LLC.Investment Advisors Corp$2508-24-2017
Baldasaro Bennie PalmentereCambridge Investment Research, Inc.Securities America, Inc.05-09-2014
Barbara June HenningsCambridge Investment Research Advisors, Inc.Stonefield Investment Advisory, Inc.10-05-2010
Barry Curtis JohnsonRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Barry Lynn Steim Jr.Ameritas Investment Corp.Securities America, Inc.03-10-2010
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Showing 51 to 75 of 1,221 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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