Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Becky Sue WeyerCambridge Investment Research, Inc.Harbour Investments, Inc.09-27-2017
Benjamin Allen HeckartRIA Advisory Group, LLCCambridge Investment Research, Inc.02-10-2010
Benjamin Harris BrownCetera Advisor Networks LLCBroker Dealer Financial Services Corp.$5007-15-2014
Benjamin John BruinsLincoln Financial Securities CorporationSignator Investors, Inc.$1002-01-2010
Benjamin VanengelenhovenMoney Concepts Capital CorpMML Investors Services, LLC02-19-2015
Bennett Knapp ElyCalton & Associates, Inc.VSR Financial Services, Inc.$1008-02-2016
Beth Christine WilliamsWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
Blake Alan ArchiboldNorthwestern Mutual Investment Services, LLCVoya Financial Advisors, Inc.08-14-2014
Blake Allen SmithSigma Financial CorporationVSR Financial Services, Inc.01-04-2017
Blake D. HelmsRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Blake R. MartinCambridge Investment Research, Inc.AXA Advisors, LLC$1011-08-2011
Blayde Duane GardnerLPL Financial LLCPrincipal Securities, Inc.02-06-2019
Bob MundellWells Fargo AdvisorsEdward Jones$16405-17-2016
Brad Vincent StuartAusdal Financial Partners, Inc.Cambridge Investment Research, Inc.08-31-2012
Bradford John ParsonsCambridge Investment Research, Inc.Tower Square Securities, Inc.06-17-2009
Bradley Alan FritzCambridge Investment Research, Inc.LPL Financial LLC$5003-01-2011
Bradley Brian SterkCambridge Investment Research, Inc.New England Securities10-01-2009
Bradley Darryl TicheCambridge Investment Research, Inc.First Midwest Securities, Inc.08-10-2009
Bradley G. BrownPrincipal Securities, Inc.UBS Financial Services Inc.$10006-12-2009
Bradley Joseph SchmitzLPL Financial LLCSII Investments, Inc.02-14-2018
Bradley Leo RenbergAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
Brady J. StruchenAmeritas Investment Corp.Woodbury Financial Services, Inc.09-06-2018
Brandon Scott SlaughterLPL Financial LLCBroker Dealer Financial Services Corp.$5010-12-2018
Brenda Ruth BotensCUNA Brokerage Services, Inc.CUSO Financial Services, L.P.07-13-2018
Brent James GilmoreStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.08-14-2009
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Showing 76 to 100 of 1,224 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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