Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brent Robert NeisSecurities America, Inc.Eagle One Investments, LLC11-28-2012
Brent Thomas KrumboltzSecurities America, Inc.Eagle One Investments, LLC11-28-2012
Bret James FelknorCambridge Investment Research, Inc.New England Securities05-28-2010
Bret Lee NiemuthBeacon Capital, LLCVoya Financial Advisors, Inc.02-14-2017
Bret William BellBrokers International Financial Services, LLC.Packerland Brokerage Services, Inc.$1010-15-2018
Breton W. WilliamsStratos Wealth PartnersNYLIFE Securities$8008-25-2014
Breton Wayne WilliamsStratos Wealth Partners, LtdNYLIFE Securities LLC08-25-2014
Brett Stone UnderbergLPL Financial LLCWells Fargo Clearing Services, LLC12-17-2012
Brian Allen SokolCambridge Investment Research, Inc.Broker Dealer Financial Services Corp.10-20-2018
Brian David GogelCambridge Investment Research, Inc.Broker Dealer Financial Services Corp.10-20-2018
Brian Edward HeyingLPL Financial LLCPark Avenue Securities LLC12-17-2014
Brian Edward TiesLPL Financial LLCPrudential Investment Management Services LLC11-28-2011
Brian Franklin MillerPrincipal Securities, Inc.Signator Investors, Inc.$24311-01-2018
Brian J. JamesonWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
Brian Jack ClickCambridge Investment Research, Inc.LPL Financial LLC11-06-2015
Brian James KoppCUNA Brokerage Services, Inc.Northwestern Mutual Investment Services, LLC09-16-2009
Brian James RamsayWealthspan Partners, LLCAmeriprise Financial Services, Inc.09-21-2018
Brian Leigh MaclearnSecurities America, Inc.Sunset Financial Services, Inc.11-14-2014
Brian Matthew BenestWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
Brian Matthew McKibbanCliftonLarsonAllen Wealth Advisors, LLCSyverson Strege05-11-2016
Brian Matthew ThompsonRockway Wealth PartnersVisionPoint Advisory Group06-28-2018
Brian Michael RussProEquities, Inc.Edward Jones$2505-24-2010
Brian Michael TherrellCambridge Investment Research, Inc.Voya Financial Advisors, Inc.$1011-01-2013
Brian Patrick HagedornWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
Brian Paul GibsonRaymond James Financial Services, Inc.Edward Jones10-20-2014
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Showing 101 to 125 of 1,224 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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