Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Cary Arthur KnudsonFBL Marketing Services, LLCThrivent Investment Management Inc.$1004-22-2014
Cathy G WaxenbergVoya Financial Advisors, Inc.Voya Financial Partners, LLC01-03-2011
Chad Allen FeslerBancWest Investment Services, Inc.TIAA-CREF Individual & Institutional Services, LLC$2311-16-2016
Chad Allen McMullinBrokers International Financial Services, LLC.FBL Marketing Services, LLC09-14-2017
Chad Gregory BoschAXA Advisors, LLCVoya Financial Advisors, Inc.01-04-2011
Chad T. MacklandLion Street Financial, LLCMML Investors Services, LLC12-12-2018
Chadwic Joseph SarsfieldRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Charles Adolf MarkusMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Charles Ceasar WerckenthienCambridge Investment Research, Inc.National Planning Corporation$2501-02-2015
Charles Craig HepnerSecurities America, Inc.Eagle One Investments, LLC12-13-2012
Charles Lawrence KehrNorthwestern Mutual Investment Services, LLCVoya Financial Partners, LLC09-21-2015
Charles Thomas Puccio IIIPrivate Client Services, LLCSII Investments, Inc.$2501-15-2018
Charles Wayne WeberCWM, LLCLPL Financial LLC04-30-2018
Chase Gregory FelchleRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Cheryl Ann HamiltonUnited Planners' Financial Services of America A Limited PartnerWoodbury Financial Services, Inc.$2509-04-2014
Cheryl Anne BiermannAmeriprise Financial Services, Inc.Edward Jones$1005-24-2011
Chris Charles AltmanVoya Financial Advisors, Inc.Royal Alliance Associates, Inc.08-28-2013
Chris Richard CounceVoya Financial Advisors, Inc.BBVA Securities Inc.05-07-2015
Christina Ann LuedersKingdom Wealth Development, LLCCambridge Investment Research, Inc.01-17-2018
Christine Kay FerringRaymond James Financial Services, Inc.Morgan Stanley$5309-15-2017
Christine Mitchell McCaffertyBrokers International Financial Services, LLC.Forethought Investments08-30-2018
Christopher A. NoelAmeriprise Financial Services, Inc.Edward Jones$1006-20-2016
Christopher Agnew, Gary Hewitt, Darrell HenricksenMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$30007-27-2012
Christopher Alan UglumLPL Financial LLCDeWaay Financial Network, LLC$5008-11-2011
Christopher Benjamin SteeleWells Fargo Clearing Services, LLCAmeriprise Financial Services, Inc.$2511-10-2017
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Showing 151 to 175 of 1,224 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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