Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Christopher Fred CorneliusWells Fargo Clearing Services, LLCRBC Capital Markets, LLC$10009-19-2014
Christopher Lawrence KabatRaymond James Financial Services, Inc.TIAA-CREF Individual & Institutional Services, LLC01-04-2018
Christopher M GilbertCambridge Investment Research, Inc.AXA Advisors, LLC11-16-2012
Christopher Michael BendaNorthwest Wealth Management, LLCAmeriprise Financial Services, Inc.08-06-2010
Christopher Michael ReaBancWest Investment Services, Inc.Wells Fargo Investments, LLC09-24-2010
Christopher Warren WesselsCambridge Investment Research, Inc.Broker Dealer Financial Services Corp.$2510-20-2018
Christopher Wayne ArthurUnited Planners' Financial Services of America A Limited PartnerCambridge Investment Research, Inc.07-15-2016
Christopher William NestonAusdal Financial Partners, Inc.Next Financial Group, Inc.09-01-2011
Cindy Sue GleasonSecurities America, Inc.Summit Brokerage Services, Inc.$1403-31-2017
Clark David Randall Sr.Cambridge Investment Research, Inc.Lincoln Financial Advisors Corporation12-01-2010
Clayton James CheneyRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Clifford Joseph Ryding Jr.Cambridge Investment Research, Inc.Cantella & Co., Inc.04-22-2013
Clifford Matthew RobelloCambridge Investment Research, Inc.Cetera Advisor Networks LLC$5003-30-2012
Clinton Edward AkerbergThe Wealth Consulting GroupSummit Brokerage Services, Inc.05-19-2017
Cole K. JaeschkeEdward JonesPrincipal Securities, Inc.04-13-2017
Cole Leroy SchmelzerLPL Financial LLCCUNA Brokerage Services, Inc.10-24-2014
Colette Marie GunhusAmeriprise Financial Services, Inc.TIAA-CREF Individual & Institutional Services, LLC$2507-10-2017
Connor Catherine MorgantiCambridge Investment Research, Inc.Kaczmarek Financial Services. LLC12-19-2014
Conrad Lowell Slate Sr.Cambridge Investment Research, Inc.MML Investors Services, LLC04-24-2009
Constance Deann HallCUNA Brokerage Services, Inc.CUSO Financial Services, L.P.$10007-13-2018
Corey Allen HodgesFBL Marketing Services, LLCCountry Capital Management Company12-02-2016
Corey Dale HeimensenSecurities America, Inc.SII Investments, Inc.$10010-16-2017
Cory James WatsonCambridge Investment Research, Inc.LPL Financial LLC$5004-01-2014
Cory John DawkinsElite Wealth Partners, LLCLincoln Financial Securities Corporation08-30-2017
Craig Alan BurtisPrime Capital Investment Advisors, LLCLawing Financial Inc07-27-2017
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Showing 176 to 200 of 1,224 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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