Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Craig Albert WassenaarCambridge Investment Research, Inc.Investment Centers of America, Inc.$3011-01-2017
Craig Andrew ArendtLPL Financial LLCPrincipal Securities, Inc.02-12-2018
Craig Eugene CarlsonAmeritas Investment Corp.Securities America, Inc.08-06-2012
Curtis Ray BrooksEdward JonesBankers Life Securities, Inc.09-15-2017
Curtis Wayne CarpenterClient One Securities LLCSummit Brokerage Services, Inc.$5010-20-2017
Cynthia Kelly AgnesStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.10-16-2009
Cynthia Lynn GarciaCUNA Brokerage Services, Inc.LPL Financial LLC01-07-2014
Dale Allen DeurFBL Marketing Services, LLCU.S. Bancorp Investments, Inc.$5001-16-2019
Dale Edward WrightCambridge Investment Research, Inc.Sanders Morris Harris LLC11-22-2011
Damon Darrell WalkerCambridge Investment Research, Inc.Voya Financial Advisors, Inc.08-02-2010
Daniel Arthur BuffingtonRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Daniel Charles HerronRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC06-19-2015
Daniel Elton BurnettCambridge Investment Research, Inc.Cetera Advisor Networks LLC07-01-2013
Daniel Frank Trerotola Jr.LPL Financial LLCWaddell & Reed$5011-11-2015
Daniel James HovlandCambridge Investment Research, Inc.Commonwealth Financial Network01-03-2012
Daniel James RickettVoya Financial Advisors, Inc.Principal Securities, Inc.$5006-01-2010
Daniel James RundahlBrokers International Financial Services, LLC.Thrivent Investment Management Inc.01-16-2018
Daniel Joe NielsenCambridge Investment Research, Inc.Broker Dealer Financial Services Corp.$1910-20-2018
Daniel Jon CorrowRoyal Alliance Associates, Inc.Signator Investors, Inc.$5011-02-2018
Daniel Joseph DurantFBL Marketing Services, LLCHarbour Investments, Inc.$1704-15-2019
Daniel Lee BlamerCambridge Investment Research, Inc.Mutual Service Corporation08-20-2009
Daniel Lee WoessnerPrincipal Securities, Inc.State Farm VP Management Corp.08-30-2016
Daniel P DivineStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.10-16-2009
Daniel P. MarlowRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Daniel Paul Evans Jr.SagePoint Financial, Inc.Edward Jones$15002-13-2018
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Showing 201 to 225 of 1,224 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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