Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Peter Randolph Jr.Wells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
Aaron Scott CastleMorgan StanleyFirst Trust Portfolios L.P.$10006-25-2014
Adam Dean SteenblockWoodbury Financial Services, Inc.SII Investments, Inc.11-22-2017
Adam HaluskaWells Fargo Clearing Services, LLCEdward Jones08-01-2016
Adam James SeversonWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
Adam Joseph FolkertsMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC02-19-2015
Adam M. JonesCUNA Brokerage Services, Inc.LPL Financial LLC12-05-2017
Adam Matthew MangunoLegacy Financial GroupEdward Jones05-23-2019
Adam Michael LaffeyPackerland Brokerage Services, Inc.Edward Jones04-11-2016
Adam Rietz MangoldAllstate Financial Services, LLCNorthwestern Mutual Investment Services, LLC09-21-2015
Adam Roy Van DykeVoya Financial Advisors, Inc.Wall Street Financial Group, Inc.06-28-2013
Adam Thompson GoodLPL Financial LLCInvestment Centers of America, Inc.$1011-29-2017
Advantage Financial GroupLPL Financial LLCNational Planning$2,00008-02-2012
Alan Christy DoyleCambridge Investment Research, Inc.United Planners' Financial Services of America A Limited Partner$5004-01-2013
Alan Jason BeckMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Alan Joseph DoleCambridge Investment Research, Inc.Sanders Morris Harris LLC11-22-2011
Alan Lee VandeweerdSecurities America, Inc.Eagle One Investments, LLC$5011-28-2012
Alex Curtis JohnsonLPL Financial LLCInvestment Centers of America, Inc.11-29-2017
Alex Javier CanasVoya Financial Advisors, Inc.Voya Financial Partners, LLC12-17-2010
Alexander Joseph PaolettoCambridge Investment Research, Inc.Sanders Morris Harris LLC11-22-2011
Alexander R. BastronCambridge Investment Research, Inc.First Citizens Investor Services, Inc.11-25-2009
Alfred Peter MataloniKestra Advisory Services, LLCKestra Investment Services, LLC04-20-2016
Allan Keith WalzLPL Financial LLCU.S. Bancorp Investments, Inc.$2502-06-2012
Allan Lee UlrichBFC Planning, Inc.Berthel, Fisher & Company Financial Services, Inc.12-05-2013
Amanda Elizabeth KellerCambridge Investment Research, Inc.Thrivent Investment Management Inc.12-10-2010
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Showing 1 to 25 of 1,224 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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